SECURITIES AND FUTURES COMMISSION

Hong Kong Refines Plan for Stronger Financial System

By Editors | 22/01/2015

Hong Kong financial regulators is seeking public views on specific aspects of so-called resolution regime for financial institutions that should make the city’s financial system stable and resilient in the face of crisis and economic shocks.

Hong Kong’s SFC, ESMA Sign Central Counterparties Deal

By Editors | 18/01/2015

The Securities and Futures Commission and the European Securities and Markets Authority (ESMA) have agreed to enhance cooperation in overseeing Hong Kong-established central counter parties seeking recognition by ESMA.

Hong Kong’s SFC Issues Q2 Report

By Editors | 17/12/2014

The Securities and Futures Commission (SFC) has reaffirmed the statutory civil and criminal liability of initial public offering sponsors for defective prospectuses among the regulator’s main accomplishments in the quarter to September.

Hong Kong Regulators Relax Reporting Rules for OTC Derivatives

By Editors | 28/11/2014

Hong Kong regulators have concluded their industry consultation on the record-keeping and reporting rules for over-the-counter derivatives, and noted that the reporting obligation for OTC will be implemented in phases.

Risk Culture Seen in Banks’ Agenda, Says EY Report

By Editors | 03/11/2014

Banks in Asia-Pacific are strengthening accountability regarding risk roles and responsibilities and are boosting communication about risk expectations driven in part by tougher bank regulations, international accounting firm EY says.

HKEx Says No Firm Schedule for Shanghai-HK Stock Connect

By Editors | 25/10/2014

The Hong Kong Exchanges and Clearing said there is no firm date for the launch of the much-awaited cross-border stock trading scheme between the Hong Kong and Shanghai bourses.

Asian Banks, Investors Request Notice on Cross-Border Stock Trade

By Editors | 23/10/2014

Regulatory concerns surrounding the Shanghai-Hong Kong stock connect including the issue of tax on share gains have compelled asset managers and banks to ask the city’s regulator for a month’s notice before implementing the cross-border stock scheme.

Hong Kong, China Sign Cooperation Ahead of Cross-border Stock Scheme

By Editors | 20/10/2014

The Securities and Futures Commission and the China Securities Regulatory Commission have signed an agreement to strengthen cross-boundary regulatory and enforcement cooperation ahead of the implementation of the Shanghai-Hong Kong Stock Connect scheme.

Shanghai-Hong Kong Stock Connect is a Breakthrough for Direct Access to China Stocks

By Editors | 14/10/2014

Solutions to meet the challenges and deliver opportunities.