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OTC Clear Granted Recognition by SFC
By Editors | 01/11/2013
OTC Clearing Hong Kong Limited (OTC Clear) has announced that the Securities and Futures Commission (SFC) has on the 25 […]
HK SFC signs MoU with Mongolia Financial Regulatory Commision
By Editors | 11/10/2013
The Securities and Futures Commission (SFC) and the Financial Regulatory Commission of Mongolia (FRC) today entered into a Memorandum of […]
Securities / Derivatives
Regulators from Asia attend meeting at ESMA
By Editors | 03/10/2013
Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]
SFC and SEHK Publish Listing Revision on Overseas Companies
By Editors | 27/09/2013
The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (SEHK), a wholly-owned subsidiary of Hong […]
A New Approach by Sponsors of Hong Kong IPOs
By Editors | 27/09/2013
Prospective listing candidates and their sponsors will face further scrutiny and more stringent guidelines when looking to IPO on the […]
SFC Signs AIFMD MoU with European Authorities
By Editors | 17/09/2013
The Securities and Futures Commission has entered into memoranda of understanding concerning consultation, cooperation and the exchange of information related […]
HKMA & SFC Publish OTC Consulation Conclusions
By Editors | 09/09/2013
The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) jointly published today their conclusions on a […]
SFC Quarterly Update Apr-June 2013
By Editors | 20/08/2013
The Securities and Futures Commission (SFC) releases its Quarterly Report today. Key regulatory developments include: Working with The Stock Exchange […]
SFC Reprimands and Fines China Securities Holdings
By Editors | 15/08/2013
The Securities and Futures Commission (SFC) has issued a reprimand to China Securities Holdings Limited (China Securities); fined it $1.3 […]
SFC issues guidelines on CPSS-IOSCO Principles for financial market infrastructures
By Editors | 09/08/2013
(Hong Kong) The Securities and Futures Commission (SFC) today issued a set of guidelines for recognized clearing houses concerning the […]
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