SECURITIES AND FUTURES COMMISSION

SFC Increases Oversight of Listed Companies

By Editors | 12/12/2013

The Securities and Futures Commission (SFC) will take a broader and more proactive approach in overseeing corporate conduct of listed […]

Markit to Provide SFC Electronic Trading Rules Solution

By Editors | 29/11/2013

Markit announced today it had been selected by members of the Asia Securities Industry and Financial Markets Association (ASIFMA) to provide the online solution to facilitate compliance with Hong Kong’s Securities and Futures Commission’s (SFC) new electronic trading rules.

SFC Issues OTC Corporate Participant Survey

By Editors | 19/11/2013

The Securities and Futures Commission (SFC) today has issued a survey to corporate participants in the Hong Kong over-the-counter (OTC) […]

OTC Clear Granted Recognition by SFC

By Editors | 01/11/2013

OTC Clearing Hong Kong Limited (OTC Clear) has announced that the Securities and Futures Commission (SFC) has on the 25 […]

HK SFC signs MoU with Mongolia Financial Regulatory Commision

By Editors | 11/10/2013

The Securities and Futures Commission (SFC) and the Financial Regulatory Commission of Mongolia (FRC) today entered into a Memorandum of […]

Securities / Derivatives

Regulators from Asia attend meeting at ESMA

By Editors | 03/10/2013

Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]

SFC and SEHK Publish Listing Revision on Overseas Companies

By Editors | 27/09/2013

The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (SEHK), a wholly-owned subsidiary of Hong […]

A New Approach by Sponsors of Hong Kong IPOs

By Editors | 27/09/2013

Prospective listing candidates and their sponsors will face further scrutiny and more stringent guidelines when looking to IPO on the […]

SFC Signs AIFMD MoU with European Authorities

By Editors | 17/09/2013

The Securities and Futures Commission has entered into memoranda of understanding concerning consultation, cooperation and the exchange of information related […]