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HK Court Varies Interim Injunction Against Qunxing
By Editors | 24/01/2014
The Court of First Instance today varied an interim injunction obtained by the SFC in the proceedings against Qunxing Paper Holdings Company Limited (Qunxing) and its subsidiary, Best Known Group Limited (Best Known).
SFC Allows Appeal over Retail Investor Aquittal
By Editors | 24/01/2014
The Court of First Instance today allowed the Securities and Futures Commission’s (SFC) appeal of the acquittal of Mr Chan Wing Fai of false trading, and ordered that the case be remitted back to the Magistrate.
Securities / Derivatives
Japan and Mongolia to Strengthen Cooperation
By Editors | 10/01/2014
Japan and Mongolia exchange letters with aim of sharing expertise and experience.
HK Consultation on Establishing Resolution Regime for Financial Institutions
By Editors | 07/01/2014
Hong Kong Government and regulators have launched the first stage of a public consultation on establishing an effective resolution regime for financial institutions, including financial market infrastructures.
SFC Fines HSBC over Inaccurate Licence Application
By Editors | 20/12/2013
The Hong Kong securities regulator on Thursday fined an arm of HSBC $5M HKD (US$640,000) for providing inaccurate information during […]
SFC Report Shows Trends in Risk & Risk Mitigation
By Editors | 19/12/2013
The Hong Kong Securities and Futures Commission (SFC) has released a report unveiling the trends in risk and risk mitigation. […]
SFC Issues Second Quarter Report
By Editors | 13/12/2013
The Hong Kong Securities and Futures Commission (SFC) has issued its quarterly report for the period July to September 2013.
SFC Increases Oversight of Listed Companies
By Editors | 12/12/2013
The Securities and Futures Commission (SFC) will take a broader and more proactive approach in overseeing corporate conduct of listed […]
Markit to Provide SFC Electronic Trading Rules Solution
By Editors | 29/11/2013
Markit announced today it had been selected by members of the Asia Securities Industry and Financial Markets Association (ASIFMA) to provide the online solution to facilitate compliance with Hong Kong’s Securities and Futures Commission’s (SFC) new electronic trading rules.
SFC Issues OTC Corporate Participant Survey
By Editors | 19/11/2013
The Securities and Futures Commission (SFC) today has issued a survey to corporate participants in the Hong Kong over-the-counter (OTC) […]
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