Securities and Futures Commission

Securities / Derivatives

Hong Kong AFRC Demands IPO Audit Data Amid Quality Concerns

By Sanday Chongo Kabange | 16/02/2026

AFRC orders auditors to report on IPO engagements and resources, warning of 'heightened scrutiny' amid a surge in listings.

SFC Warns on 'Ramp and Dump' Scams Impersonating Stock Commentators

By Sanday Chongo Kabange | 12/02/2026

The SFC has alerted the public to stock manipulation schemes using social media to lure investors into illiquid stocks before crashing the price.

Enforcement

UK FCA Files Lawsuit Against Asia-Linked Crypto Major HTX

By Manesh Samtani | 12/02/2026

HTX, formerly known as Huobi, which has deep roots in Asia, is accused of breaching financial promotion rules that came into effect in October 2023.

Crypto / Digital Assets

SFC Unveils Rules for Crypto Margin Trading, Perps, and Market Making

By Sanday Chongo Kabange | 12/02/2026

The new measures, part of the ASPIRe roadmap, were announced at the Consensus 2026 conference and aim to boost liquidity for licensed crypto firms.

Securities / Derivatives

SFC Secures HK$ 57.5m Compensation from Ex-Arta TechFin Directors

By Sanday Chongo Kabange | 11/02/2026

Court also disqualifies nine former directors for breaches of duty in a case the SFC says sends an unequivocal message on corporate governance.

Enforcement

Hong Kong Jails Masterminds for 'Ramp-And-Dump' Securities Fraud

By Sanday Chongo Kabange | 10/02/2026

The duo used 'WeChat teachers' to promote stocks, then used naked short selling to make HKD 3.3 million in illicit profits.

Enforcement

SFC Fines Asset Manager Kylin for Widespread Failures

By Sanday Chongo Kabange | 10/02/2026

The firm was penalised for conflicts of interest including undisclosed director loans, deficient KYC and AML controls, and misinforming investors.

Securities / Derivatives

Hong Kong to Expand Debt, RMB Markets to Cement Finance Hub Status

By Sanday Chongo Kabange | 09/02/2026

Financial Secretary Paul Chan has outlined plans to develop the city's fixed income, currency, and digital asset markets to support China's growth.

Securities / Derivatives

Hong Kong Fund Industry Could Double With Tokenisation: Report

By Manesh Samtani | 05/02/2026

Whitepaper from BCG, Aptos Labs and Hang Seng Bank outlines a policy and technology roadmap for token-based finance.