WEBINARS

WEBINAR

Getting Ahead of Market Abuse: Surveillance and Monitoring Practices in the Digital Age

May 9, 2024

In this webinar, we discuss regulatory expectations on the use of digital communications channels in financial markets, how record-keeping requirements are applied in APAC, and the challenges these requirements present to firms – especially in the global context where surveillance tasks across venues and markets are growing in complexity.

Hosted by Regulation Asia and NICE Actimize

WEBINAR

Algorithms to Action: How AI-Based Financal Crime Detection Works in Practice

Apr 24, 2024

In this webinar presentation, we hear from HAWK:AI’s Chief Solution Officer Michael Shearer, a former HSBC Group Head of Compliance Product Management, to understand the key benefits of using AI in financial crime detection compared to more traditional rules-based systems.

Hosted by Regulation Asia and HAWK:AI

WEBINAR

New Faces of Fraud 2024: Adapting to Emerging & Persistent Threats in Asia

Feb 22, 2024

In this webinar, we share the findings of new research by Regulation Asia and NICE Actimize to shed light on emerging and persistent fraud trends and typologies across Asia, as well as other common pain points and technology-related issues.

Hosted by Regulation Asia and NICE Actimize

WEBINAR

Navigating APAC Derivatives Reporting Rewrites in 2024 and Beyond

Jan 25, 2024

In this webinar, we explore the key changes to derivatives reporting requirements, the key decisions that firms need to make, and practical implementation challenges we face. Our panellists will also discuss different implementation approaches, the steps firms can take to facilitate a smooth transition, and industry best practices on workflows, technology deployment, and system change.

Hosted by Regulation Asia and Broadridge

WEBINAR

FinCrime 2024 & Beyond: New Frontiers and Emerging Trends in Detection and Prevention

Dec 12, 2023

Join us in this webinar, where we share the findings of new research by Regulation Asia and NICE Actimize to shed light on these emerging threats and the action being taken by the industry in response. The annual AML Barometer study taps into the expertise of over 250 professionals across APAC to provide a snapshot of regional challenges, priorities and advances.

Hosted by Regulation Asia and NICE Actimize

WEBINAR

Harnessing Advanced Enterprise Risk Strategies to Redefine And Mitigate Financial Crime Risk

Aug 29, 2023

In this webinar, our panel will discuss the global outlook for financial crime risk management and related regulatory reforms, and the path forward to enhance effectiveness using an enterprise-wide approach, advancedanalytics and AI tools. We will also discuss the role of internal controls and good governance in creating culture of compliance and ethical conduct.

Hosted by Regulation Asia and NICE Actimize