Securities / Derivatives

Malaysia to Allow Retail Investment in Wholesale Bond, Sukuk Market

11/12/2017

**Securities regulator hopes to introduce regulations by first quarter of next year to democratise $300bn market.
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Securities / Derivatives

India to Allow Funds, Portfolio Managers to Invest in Commodity Derivatives

11/12/2017

Securities regulator says market has had insufficient institutional involvement, leading to poor price discovery and risk management.

Capital / Liquidity

PBOC Has Mixed Reaction to IMF Financial Stability Study

11/12/2017

China’s central bank says reports will guide regulatory approach, but disagrees with bank capital and non-performing loan assessments.

Market Infrastructure

Japan, Singapore Developing Cross-border DLT Trade Prototype

07/12/2017

Mitsubishi UFJ- NTT DATA  distributed ledger expected to make cross-border flows more secure through single, unified platform.

Market Infrastructure

China Introduces New Risk Management Rules for Exchange Members

07/12/2017

New rules, which go into effect on 1 June next year, include restrictions on buy-in of securities companies, fund companies and other participants.

AML / KYC

HK SFC Sees Criminal Charges Surge

07/12/2017

Securities regulator laid 42 charges in 6 months to end-September this year, up 180% from same period in 2016, but commenced far fewer investigations.

Capital / Liquidity

Australia to Kick off Long-awaited Royal Commission into Financial Sector

04/12/2017

Inquiry to look into alleged misconduct in financial sector welcomed by banks, securities regulator, but not superannuation scheme operators.

AML / KYC

HK SFC, CSRC Agree Investor ID System for Northbound Stock Connect

04/12/2017

SFC says Northbound scheme will be followed by Southbound investor identification, eventually spread to all SEHK investors.

Capital / Liquidity

MAS Warns of ‘Medium-term’ Cross-border Financial Stability Risks

04/12/2017

Annual report into stability of financial system says domestic and regional lending improving, no signs of credit market overheating.