
Samuel is Regulation Asia's former managing editor and currently serves as an editorial advisor. samuel@regulationasia.com
Supervision & Enforcement
CSRC Readies 1st Forcible De-listing
22/06/2016
Securities regulator toughening enforcement stance; has rejected 17 IPO applications this year.
Trading & Investment
PBOC to Consider Allowing Foreign Listings
22/06/2016
Central bank’s annual report also says it will further open up China’s bond market.
Credit Risk
Pakistan Amends Prudential Regulations
21/06/2016
Banks allowed to issue guarantees to lower-rated foreign counterparties.
Market Abuse
HSBC Files USD35mn Rate Rigging Settlement
21/06/2016
Proposed payment relates to anti-trust case alleging manipulation of two yen benchmarks.
Structural Regulation
Tax Rules Could ‘Collapse’ Pakistan Brokerage Industry
21/06/2016
Director of Pakistan Stock Exchange attacks recent tax changes, excessive regulation.
Structural Regulation
ASIC Flags OTC Derivatives Compliance Failures
21/06/2016
More than 70% of firms authorised to sell retail OTC derivatives said failing to meet requirements.
Credit Risk
HKMA Warns on Aggressive Mortgage Lending
21/06/2016
Developers’ offering up to 95% mortgages increases banks’ credit risk, deputy head says.
Reporting & Disclosures
SGX Finalises Sustainability Reporting Rules
21/06/2016
Singapore Exchange introduces reporting on ‘comply or explain’ basis.
Emerging Prudential Risks
RBI Governor Rajan to Step Down
20/06/2016
RBI governor decides not to renew term, will return to academia.
Capital Adequacy
CSRC Revises Securities Firm Risk Controls
20/06/2016
Measures include risk management staffing, system requirements to be implemented on 1 October.
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