
Samuel is Regulation Asia's former managing editor and currently serves as an editorial advisor. samuel@regulationasia.com
KYC & CDD
SEBI Plans to Use E-KYC for Mutual Fund Products: Sinha
29/10/2015
Move to bring all vetting processes online could attract new entrants to the market, SEBI head says.
Structural Regulation
China’s Capital Outflows Raise Spectre of Tobin Tax
29/10/2015
SAFE considering moves to suppress abnormal and significant flows of short-term funds that seek arbitrage, official says.
Conduct, Culture & Accountability
SSE Tightens Information Disclosure Requirements
29/10/2015
Companies listed on Shanghai Stock Exchange will need to be more specific when making announcements impacting stock prices.
Trading & Investment
HSBC Shifts Derivatives Trades to Hong Kong as HQ Decision Looms
29/10/2015
Sources suggest move is to take advantage of favourable funding and regulatory environment as changes in the US and Europe lift costs.
Structural Regulation
Hong Kong Scraps Dual-Class Shares Plan
05/10/2015
SFC objects, saying proposals would damage reputation of Hong Kong’s regulatory system.
Anti-Money Laundering
India Brings in FATCA, Scraps MAT
27/08/2015
Domestic tax rules changed to account for US legislation; minimum alternate tax exemption backdated to 2001.
Trading & Investment
China to Launch Index Options, Limits Index Futures Trading
08/07/2015
Exchange to launch index options as part of continued development of derivatives market; futures trading limited in response to market selloff.
Trading & Investment
Two HFTs Win Direct Access to Japan Exchanges
01/07/2015
Susquehanna and KCG Holdings allowed to make buy and sell orders without using a brokerage.
Trading & Investment
Korea Expands Daily Stock Price Limit
14/06/2015
KRX says increase to 30 percent from 15 percent will help local equity market accommodate foreign inflows.
Trading & Investment
Indonesia Revises FX Trading and Swap Rules
03/06/2015
Bank Indonesia allows foreign investors to enter forward, swap or options transactions to buy USD from domestic banks.
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