ADVERTISEMENT
AML / KYC
Stock Connect to Launch Southbound Investor ID Regime “Soon”
By Editors | 12/10/2019
The launch of the investor identification regime for southbound trading will mark the first time mainland investors will have their personal information shared with Hong Kong’s regulator.
Market Infrastructure
Sri Lanka Finalises Personal Data Protection Bill
By Editors | 12/10/2019
The Bill was modelled after international practices including GDPR. Once ratified, it will be implemented in stages over three years.
Securities / Derivatives
CSRC Sets Key Dates for Cancelling Foreign Ownership Limits
By Editors | 11/10/2019
The foreign ownership limit will be cancelled next year for futures companies, fund managers and securities firms from 1 January, 1 April and 1 December, respectively.
Market Infrastructure
CBIRC Orders Self-Inspections to Correct Consumer Harm
By Editors | 11/10/2019
Banks and insurance companies are required to carry out self-inspections to detect and correct practices that infringe on the rights of consumers by 30 November.
Fintech / Regtech
Navigating Regulation for Singapore’s Banking 4.0
By Wissam Khoury | 11/10/2019
Singapore banking sector players are tasked with finding a balance between open innovation and regulatory compliance, says Finastra’s Wissam Khoury.
Market Infrastructure
Thailand Banking Sector Resilient to Severe Shocks: IMF
By Editors | 10/10/2019
Stress tests results and sensitivity analysis indicate that Thailand’s largest banks can withstand a shock broadly “as severe as the Asian financial crisis”.
Securities / Derivatives
Governance of OTC Derivatives Data Elements Finalised
By Editors | 10/10/2019
The FSB has now published the final governance arrangements for both the UTI and UPI, while CPMI-IOSCO has published the same for the other critical data elements.
Capital / Liquidity
Volcker Rule Rewrite Gets Final Approval After Fed Sign-off
By Editors | 10/10/2019
The revisions continue to prohibit proprietary trading, while providing greater clarity and certainty for activities allowed under the law.
Fintech / Regtech
Innovation Hubs Are More Effective Than Sandboxes
By Manesh Samtani | 10/10/2019
Innovation hubs provide all the benefits associated with regulatory sandboxes, while avoiding most of the downsides, says a new paper from UNSW Law.
Fintech / Regtech
From Data Governance to Data Culture: BCBS 239 and Beyond
By Garima Chitkara | 10/10/2019
Asian firms need to look beyond regulatory compliance with respect to data to ensure the most effective use of their data resources.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team