Market Infrastructure

    Market Infrastructure

    Systemically Damaging Cyber-attack Inevitable – DTCC

    By Manesh Samtani | 21/03/2018

    White paper calls for industry collaboration to develop common response and recovery standards and contingencies to mitigate impending attack.

    Enforcement

    Japan Introduces AI Market Surveillance

    By Samuel Riding | 21/03/2018

    System from Hitachi and NEC will identify potential unfair trading, but humans will still be relied on to interpret data.

    Market Infrastructure

    China to Allow Offshore Listed Firms to Issue Depository Receipts

    By Editors | 20/03/2018

    Move aimed at attracting back to the mainland China’s overseas-listed tech giants Alibaba, Tencent, Baidu.

    Market Infrastructure

    China’s Bold Regulatory Reorganisation

    By Peter Guy | 19/03/2018

    Super regulator’s major obstacle will be resisting the cycles of international financial history while meeting the challenges of a big, fast-growing economy.

    AML / KYC

    Supervisory Flaws Hurting Remittance Providers – FSB

    By Manesh Samtani | 19/03/2018

    Report says AML/CTF and other supervisory shortfalls limit remittance providers’ access to banking services; makes 19 recommendations to address barriers.

    AML / KYC

    FSB Reports Progress on Correspondent Banking Decline

    By Manesh Samtani | 19/03/2018

    Report discusses strengthening due diligence tools to support correspondent banking relationships and improved monitoring.

    Fintech / Regtech

    CBRC Wants Banks to Up Their Data Game

    By Samuel Riding | 19/03/2018

    Regulator says it has observed data governance regimes in other jurisdictions; says Chinese lenders’ data can be inaccurate, insufficiently comprehensive, and outdated.

    Enforcement

    Cyber Threats Top ASIC Agenda

    By Samuel Riding | 19/03/2018

    Australian securities regulator warns on ‘malicious cybercrime’; says surveillance of OTC markets will be another 2018 priority.

    Market Infrastructure

    UPDATED – India Securities Regulator Mulls Changes to Algorithmic Trading Framework

    By Garima Chitkara | 18/03/2018

    SEBI is considering imposing a congestion charge for high volume trading to address concerns on unfair market access to India’s exchange trading systems.

    Enforcement

    S.Korea to Tighten Financial Holding Company Governance Rules

    By Editors | 18/03/2018

    Financial regulator says it will toughen rules on appointments amid corporate governance concerns re excessive influence, lack of innovation.

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