Market Infrastructure

    AML / KYC

    China Regulators Prep ‘Landmark’ Reforms

    By Samuel Riding | 23/02/2017

    Authorities to increase coordination, combine regulations, boost enforcement to target systemic risks.

    Market Infrastructure

    SEBI Consults on Market Infrastructure Governance

    By Samuel Riding | 23/02/2017

    Regulator calls for recommendations on exchange, depository, clearing corporation rules.

    Market Infrastructure

    SEBI Eyes Action Against Spot Market Brokers

    By Samuel Riding | 22/02/2017

    Five firms said to be involved in exchange being unable to repay investors,

    Market Infrastructure

    Pakistan Regulator Forming New Derivatives Regime

    By Samuel Riding | 20/02/2017

    SECP is reviewing product structures, regime for cash-settled derivatives, circuit breaker.

    Market Infrastructure

    India to Allow Integrated Commodity, Equity Broking

    By Samuel Riding | 16/02/2017

    Integration of exchanges to follow, allowing single-platform trading of commodities, equities and currencies.

    AML / KYC

    NZ Regulator Eyes Governance, Culture

    By Samuel Riding | 15/02/2017

    Financial Markets Authority sets out seven priorities for the coming year.

    Capital / Liquidity

    RBNZ Continuing Work on Bank Reporting Dashboard

    By Samuel Riding | 15/02/2017

    Banks raise concerns about publication timing, data control, inclusion of liquidity metrics.

    Market Infrastructure

    Japan, Iran Agree Joint Supervision

    By Samuel Riding | 15/02/2017

    Letter covers cross-border establishments, includes provisions on information sharing, training.

    Market Infrastructure

    HK SFC Joins Blockchain Consortium

    By Samuel Riding | 15/02/2017

    Regulator to test blockchain-backed securities and futures transactions.

    Market Infrastructure

    MAS to Launch Data Analytics Group

    By Samuel Riding | 14/02/2017

    New group will help MAS to enhance efficiency of regulatory compliance, supervision.

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