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AML / KYC
China Regulators Prep ‘Landmark’ Reforms
By Samuel Riding | 23/02/2017
Authorities to increase coordination, combine regulations, boost enforcement to target systemic risks.
Market Infrastructure
SEBI Consults on Market Infrastructure Governance
By Samuel Riding | 23/02/2017
Regulator calls for recommendations on exchange, depository, clearing corporation rules.
Market Infrastructure
SEBI Eyes Action Against Spot Market Brokers
By Samuel Riding | 22/02/2017
Five firms said to be involved in exchange being unable to repay investors,
Market Infrastructure
Pakistan Regulator Forming New Derivatives Regime
By Samuel Riding | 20/02/2017
SECP is reviewing product structures, regime for cash-settled derivatives, circuit breaker.
Market Infrastructure
India to Allow Integrated Commodity, Equity Broking
By Samuel Riding | 16/02/2017
Integration of exchanges to follow, allowing single-platform trading of commodities, equities and currencies.
AML / KYC
NZ Regulator Eyes Governance, Culture
By Samuel Riding | 15/02/2017
Financial Markets Authority sets out seven priorities for the coming year.
Capital / Liquidity
RBNZ Continuing Work on Bank Reporting Dashboard
By Samuel Riding | 15/02/2017
Banks raise concerns about publication timing, data control, inclusion of liquidity metrics.
Market Infrastructure
Japan, Iran Agree Joint Supervision
By Samuel Riding | 15/02/2017
Letter covers cross-border establishments, includes provisions on information sharing, training.
Market Infrastructure
HK SFC Joins Blockchain Consortium
By Samuel Riding | 15/02/2017
Regulator to test blockchain-backed securities and futures transactions.
Market Infrastructure
MAS to Launch Data Analytics Group
By Samuel Riding | 14/02/2017
New group will help MAS to enhance efficiency of regulatory compliance, supervision.
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