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AML / KYC
Regulation Still the Top Risk Concern for Global Banks – EY
By Samuel Riding | 13/10/2016
50% of boards, 68% of CROs prioritising regulatory implementation, meeting supervisory expectations.
Market Infrastructure
Japan to Remove Bitcoin Sales Tax
By Samuel Riding | 13/10/2016
Move expected boost bitcoin growth, reduce administrative costs.
AML / KYC
HK, Australia Targeted in Odinaff SWIFT Attacks
By Samuel Riding | 12/10/2016
Report warns upcoming attacks could be similar to Bangladesh Bank heist.
Market Infrastructure
ASX Revamps Code of Conduct
By Samuel Riding | 12/10/2016
Council of Financial Regulators also issues minimum conditions for competition.
Market Infrastructure
HK, Shenzhen Cement Stock Link
By Samuel Riding | 12/10/2016
Four-party agreement between exchanges and clearers solidifies formal arrangements.
Market Infrastructure
G7 Issues Financial Cybersecurity Guidelines
By Samuel Riding | 12/10/2016
Eight-point guidelines cover governance, risk and control assessment and information sharing.
Market Infrastructure
New Zealand to Revise Regulatory Reporting Framework
By Samuel Riding | 11/10/2016
Regulator consults on what information should be gathered from intermediaries.
Market Infrastructure
SEBI to Tighten Investment Adviser Rules
By Samuel Riding | 10/10/2016
Revisions aim to address gaps and overlapping laws and standard regulations
Market Infrastructure
India Calls Top Brokers to Account
By Samuel Riding | 07/10/2016
Show cause notices issued to brokers for alleged involvement in USD853mn spot exchange scam.
Market Infrastructure
Korea to Reform Short-Selling Rules
By Samuel Riding | 07/10/2016
Measures will aim to prevent losses due to delayed disclosure of foreign developments.
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