MARKET INFRASTRUCTURE

    AML / KYC

    Regulation Still the Top Risk Concern for Global Banks – EY

    By Samuel Riding | 13/10/2016

    50% of boards, 68% of CROs prioritising regulatory implementation, meeting supervisory expectations.

    Market Infrastructure

    Japan to Remove Bitcoin Sales Tax

    By Samuel Riding | 13/10/2016

    Move expected boost bitcoin growth, reduce administrative costs.

    AML / KYC

    HK, Australia Targeted in Odinaff SWIFT Attacks

    By Samuel Riding | 12/10/2016

    Report warns upcoming attacks could be similar to Bangladesh Bank heist.

    Market Infrastructure

    ASX Revamps Code of Conduct

    By Samuel Riding | 12/10/2016

    Council of Financial Regulators also issues minimum conditions for competition.

    Market Infrastructure

    HK, Shenzhen Cement Stock Link

    By Samuel Riding | 12/10/2016

    Four-party agreement between exchanges and clearers solidifies formal arrangements.

    Market Infrastructure

    G7 Issues Financial Cybersecurity Guidelines

    By Samuel Riding | 12/10/2016

    Eight-point guidelines cover governance, risk and control assessment and information sharing.

    Market Infrastructure

    New Zealand to Revise Regulatory Reporting Framework

    By Samuel Riding | 11/10/2016

    Regulator consults on what information should be gathered from intermediaries.

    Market Infrastructure

    SEBI to Tighten Investment Adviser Rules

    By Samuel Riding | 10/10/2016

    Revisions aim to address gaps and overlapping laws and standard regulations

    Market Infrastructure

    India Calls Top Brokers to Account

    By Samuel Riding | 07/10/2016

    Show cause notices issued to brokers for alleged involvement in USD853mn spot exchange scam.

    Market Infrastructure

    Korea to Reform Short-Selling Rules

    By Samuel Riding | 07/10/2016

    Measures will aim to prevent losses due to delayed disclosure of foreign developments.

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