Market Infrastructure

    Market Infrastructure

    SEBI Seeks Clarity on Algo-trading Violations

    By Samuel Riding | 07/07/2016

    Securities regulator to bring National Stock Exchange before technical advisory committee.

    Market Infrastructure

    CBRC Proposes Bank Risk Management Guidelines

    By Samuel Riding | 07/07/2016

    Draft guidelines include proposals on governance structure, control and audit.

    Market Infrastructure

    Major Japanese Banks to Disclose Sales Commissions

    By Samuel Riding | 07/07/2016

    Banks receive more than 3 times more commission on insurance than on mutual funds.

    Market Infrastructure

    Korea to Ease Internet-only Bank Rules

    By Samuel Riding | 07/07/2016

    FSC proposes to revise banking laws, allow IT firms to have controlling stakes.

    Market Infrastructure

    JSDA Issues Details of T+2 Final Report

    By Samuel Riding | 06/07/2016

    Japanese dealers association says to re-examine operation flow for T+1 and T+0 stock lending.

    Market Infrastructure

    MAS to Enhance Cloud Service Guidelines

    By Samuel Riding | 05/07/2016

    Revised guidelines will aim to protect FIs’ customer information and lessen risks from outsourcing.

    Market Infrastructure

    Indian Auditor General Eyes Regulator’s Performance

    By Samuel Riding | 05/07/2016

    Comptroller says performance audits would mitigate the risk of financial frauds.

    Crypto / Digital Assets

    China Proposes to Recognise Virtual Assets as Property

    By Samuel Riding | 03/07/2016

    Proposals would give legal protection to virtual assets including currencies.

    Market Infrastructure

    Thailand Signs APEC Funds Passport Memo

    By Samuel Riding | 03/07/2016

    Cross-border mutual fund offerings move a step closer with fourth signatory.

    Market Infrastructure

    Hong Kong Enacts Resolution Ordinance

    By Samuel Riding | 03/07/2016

    Financial Institutions Ordinance establishes HKMA and SFC as resolution authorities.

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