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Market Infrastructure
SEBI Seeks Clarity on Algo-trading Violations
By Samuel Riding | 07/07/2016
Securities regulator to bring National Stock Exchange before technical advisory committee.
Market Infrastructure
CBRC Proposes Bank Risk Management Guidelines
By Samuel Riding | 07/07/2016
Draft guidelines include proposals on governance structure, control and audit.
Market Infrastructure
Major Japanese Banks to Disclose Sales Commissions
By Samuel Riding | 07/07/2016
Banks receive more than 3 times more commission on insurance than on mutual funds.
Market Infrastructure
Korea to Ease Internet-only Bank Rules
By Samuel Riding | 07/07/2016
FSC proposes to revise banking laws, allow IT firms to have controlling stakes.
Market Infrastructure
JSDA Issues Details of T+2 Final Report
By Samuel Riding | 06/07/2016
Japanese dealers association says to re-examine operation flow for T+1 and T+0 stock lending.
Market Infrastructure
MAS to Enhance Cloud Service Guidelines
By Samuel Riding | 05/07/2016
Revised guidelines will aim to protect FIs’ customer information and lessen risks from outsourcing.
Market Infrastructure
Indian Auditor General Eyes Regulator’s Performance
By Samuel Riding | 05/07/2016
Comptroller says performance audits would mitigate the risk of financial frauds.
Crypto / Digital Assets
China Proposes to Recognise Virtual Assets as Property
By Samuel Riding | 03/07/2016
Proposals would give legal protection to virtual assets including currencies.
Market Infrastructure
Thailand Signs APEC Funds Passport Memo
By Samuel Riding | 03/07/2016
Cross-border mutual fund offerings move a step closer with fourth signatory.
Market Infrastructure
Hong Kong Enacts Resolution Ordinance
By Samuel Riding | 03/07/2016
Financial Institutions Ordinance establishes HKMA and SFC as resolution authorities.
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