Securities / Derivatives

    Securities / Derivatives

    Korea Fines Six Financial Firms Including GIC for Naked Short Selling

    By Manesh Samtani | 20/01/2026

    The penalties are the first large-scale enforcement action since short selling resumed, signalling a zero-tolerance stance on illegal trades.

    Securities / Derivatives

    South Korea Finalises 30 Percent Dividend Tax Cap and Payout Mandates

    By Mark Johnston | 20/01/2026

    New decree grants tax breaks for high-dividend shareholders while raising mandatory earnings recirculation targets for financial institutions and conglomerates.

    Securities / Derivatives

    SEBI Proposes to Allow FPI Netting of Funds for Cash Market Trades

    By Nithya Subramanian | 20/01/2026

    The markets regulator has proposed allowing FPIs to offset purchase and sale proceeds to reduce liquidity strain and funding costs.

    ESG / Sustainability

    SFC Chair Calls on Listed Companies to Bolster Succession Planning Efforts

    By Sanday Chongo Kabange | 20/01/2026

    SFC Chairman highlighted ageing corporate boards as a key risk facing Hong Kong's listed companies, calling for succession planning to be treated as a core fiduciary duty.

    Securities / Derivatives

    China Proposes Strict Derivatives Rules to Curb Speculation and Ring-Fence Risks

    By Mark Johnston | 20/01/2026

    The CSRC draft mandates professional trader standards, bans listed firms from trading their own stock derivatives, and enforces mandatory trade reporting.

    Securities / Derivatives

    GIFT City Regulator Details New Reporting Rules for Third-party Fund Management

    By Nithya Subramanian | 20/01/2026

    The IFSCA specified additional disclosure requirements for fund management entities launching schemes for third parties, focusing on beneficial ownership, past performance and conflicts of interest.

    Securities / Derivatives

    Indonesia Sets New Investment, Solvency Rules for State Pension Funds

    By Editors | 20/01/2026

    New finance ministry regulation mandates 30% government bond allocation and a 2% solvency floor for civil servant pension managers.

    Securities / Derivatives

    SEBI Unveils SWAGAT FI Framework to Simplify Foreign Investor Access

    By Nithya Subramanian | 20/01/2026

    The new single-window regime aims to cut red tape for well-regulated foreign investors, allowing easier, faster access to Indian capital markets.

    Securities / Derivatives

    HKMA Issues Guidance on Operational Risk Controls for Trading Activities

    By Manesh Samtani | 19/01/2026

    The HKMA is urging banks to adopt advanced surveillance technology and preventative controls, including pre-trade hard blocks and real-time monitoring.

    Securities / Derivatives

    Vietnam Sets Tight Deadline for Ho Chi Minh City Financial Hub

    By Editors | 19/01/2026

    The government will launch a new arbitration centre and specialised court as it develops a regulatory framework to attract global finance.

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