Securities / Derivatives

    Securities / Derivatives

    China Finalises New Rules on Fund Fees to Spur Long-Term Holding

    By Mark Johnston | 05/01/2026

    New rules effective 2026 cap subscription and service fees, standardise redemption charges and limit incentives for sales agencies.

    Securities / Derivatives

    Hong Kong Pushes Deeper Finance-tech Integration to Lure Mainland IPOs

    By Editors | 05/01/2026

    Financial Secretary Paul Chan outlines strategy to leverage capital market reforms and innovation hubs to attract frontier technology firms.

    Securities / Derivatives

    Korea to Make Underwriters More Accountable for IPO Forecast Accuracy

    By Sanday Chongo Kabange | 02/01/2026

    The new rules come after a review found nearly 80 percent of firms missed earnings projections made during their IPO process, prompting a push for greater accountability.

    Securities / Derivatives

    Vietnam Revises Penalties Framework for Securities Rule Violations

    By Sanday Chongo Kabange | 02/01/2026

    New rules introduce significantly higher penalties for private placement, information disclosure, and AML violations to enhance market integrity.

    Securities / Derivatives

    Beijing Stock Exchange Consults on New Private Placement Rules for Bonds

    By Sanday Chongo Kabange | 02/01/2026

    The BSE has released draft rules for non-publicly offered corporate bonds, detailing listing, disclosure, and robust investor protection mechanisms.

    Securities / Derivatives

    Taiwan Brokers to Stop Accepting Buy Orders of China Military Stocks

    By Sanday Chongo Kabange | 02/01/2026

    The measure applies to stocks of companies on the US sanctions, including those traded via the Hong Kong Stock Connect programme.

    Securities / Derivatives

    China Expands REITs Market with Commercial Property Pilot

    By Mark Johnston | 02/01/2026

    Regulators roll out a unified framework to activate commercial assets, with exchanges streamlining review processes and waiving fees to boost participation.

    Securities / Derivatives

    Sri Lanka Eases Public Holding Rules for Listings via Introduction

    By Sanday Chongo Kabange | 02/01/2026

    The SEC has introduced a phased compliance timeline to provide greater flexibility for companies listing on the CSE.

    Securities / Derivatives

    SGX RegCo Appoints Former GIC Risk Chief as New Chairman

    By Editors | 02/01/2026

    Dr Sung Cheng Chih will succeed the founding chairman and is set to steer the regulator in implementing key market reform recommendations.

    Securities / Derivatives

    India to Permit Banks to Sponsor National Pension System Funds

    By Sanday Chongo Kabange | 02/01/2026

    The PFRDA has approved a framework for banks to manage pension assets and has revised management fees to boost competition.

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