Securities / Derivatives

    Securities / Derivatives

    CFFEX Overhauls Trading Rules, Establishes Clearing Rules

    By Manesh Samtani | 16/04/2026

    The new framework separates trading and clearing rules and introduces new requirements for programme trading, suitability, and risk management.

    Securities / Derivatives

    HKEX CEO Outlines Vision for Deeper Asian Capital Market Connectivity

    By Sanday Chongo Kabange | 15/04/2026

    In a new blog post, Bonnie Y Chan details a strategy focused on cross-market indices, ETF innovation, and dual-listing pathways to boost regional integration.

    Enforcement

    Evergrande Founder Pleads Guilty to Fraud and Bribery Charges

    By Mark Johnston | 15/04/2026

    Hui Ka Yan has admitted to a range of financial crimes in a Shenzhen court, marking a pivotal moment in the developer's collapse.

    Enforcement

    Hong Kong Charges Middleman in 16-Year-Old KPMG IPO Bribery Case

    By Sanday Chongo Kabange | 15/04/2026

    A 72-year-old woman has been charged for allegedly offering HKD 400,000 in bribes to KPMG auditors in 2010 to facilitate a fabric manufacturer's IPO.

    Securities / Derivatives

    Indian Regulators Target Reporting Gaps in Surety Bonds, Private Credit

    By Nithya Subramanian | 15/04/2026

    Lenders have flagged data gaps in surety bonds and private credit as a major blind spot, prompting regulators to consider action to mitigate systemic risk.

    Securities / Derivatives

    FSB Warns of ‘Triple Whammy’ Threat to Financial Stability

    By Manesh Samtani | 15/04/2026

    The FSB has urged G20 members to maintain vigilance over a potential crystallisation of multiple vulnerabilities stemming from the Middle East conflict

    Securities / Derivatives

    NSE Secures Name for Coal Exchange, Licence Bid Next

    By Nithya Subramanian | 15/04/2026

    The stock exchange has received government approval for its proposed coal exchange name and will now seek an operational licence from the commodities regulator.

    Securities / Derivatives

    IMF Warns Middle East Conflict Elevates Financial Stability Risks

    By Manesh Samtani | 15/04/2026

    The IMF’s latest Global Financial Stability Report highlights growing vulnerabilities in emerging markets and urges policymakers to strengthen oversight of nonbank lenders.

    ESG / Sustainability

    SEBI Mandates NISM Certification for Social Impact Assessors

    By Nithya Subramanian | 15/04/2026

    The move aims to standardise qualifications for professionals assessing entities on the Social Stock Exchange and boost the framework's credibility.

    Securities / Derivatives

    Taiwan Proposes to Streamline Rules for Foreign Investor Advisory Services

    By Manesh Samtani | 15/04/2026

    FSC proposes to simplify the application process for asset managers providing advisory and execution services to foreign professional investors.

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