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Securities / Derivatives
Korea FSS Outlines New 'Consulting Inspection' Model for Securities Firms
By Sanday Chongo Kabange | 15/02/2026
The FSS details a new collaborative inspection framework in a meeting with compliance officers, while reaffirming its traditional enforcement powers.

Securities / Derivatives
India’s IFSCA Opens Single-Window Application for Capital Market Activities
By Nithya Subramanian | 15/02/2026
The GIFT City regulator said eligible entities can obtain a consolidated registration for multiple capital market activities instead of seeking separate approvals for each.

Securities / Derivatives
Existing Rules Sufficient to Manage AI Trading Risks: FMSB Report
By Manesh Samtani | 14/02/2026
New report finds current AI use is not autonomous and can be managed by existing controls, but warns firms to keep guardrails updated.

Trending
Singapore Pursuing Market Enhancements in Partnership with Industry
By Manesh Samtani | 13/02/2026
ASIFMA’s Lyndon Chao highlights constructive collaboration with SGX on fee rationalisation and a new dual-listing framework to enhance market competitiveness and liquidity.

Securities / Derivatives
SSE Unveils 2026 Action Plan, Pledges CNY 1.1 Billion in Fee Cuts
By Mark Johnston | 13/02/2026
The ten-point plan focuses on improving disclosure, ESG standards, and market services while delivering significant cost reductions for participants.

Securities / Derivatives
Indonesia Probes Claims of Ignored MSCI Letters - Reports
By Manesh Samtani | 13/02/2026
OJK and IDX didn't receive letters directly from MSCI, but the government did and ignored them, according to a presidential aide.

Fintech / Regtech
KRX Acquires AI Startup to Drive Transformation, New Growth Engines
By Sanday Chongo Kabange | 13/02/2026
The acquisition is KRX's first in its 70-year history and signals a significant strategic push into data and technology.
Securities / Derivatives
SEBI to Launch Impact Assessments to Cut Regulatory Costs
By Editors | 13/02/2026
Regulator will form a new committee and research centre to analyse the economic burden of compliance and lower the cost of capital.
Securities / Derivatives
Budget 2026: Singapore Pledges to Boost Equities, Startups, AI Adoption
By Nithya Subramanian | 13/02/2026
Measures include multi-billion-dollar top-ups for equity market funds, expanded support for growth-stage startups, and a new national AI strategy.

Enforcement
ASIC Imposes Licence Conditions on Corpay Unit Over Client Misclassification
By Sanday Chongo Kabange | 13/02/2026
ASIC has acted against Cambridge Mercantile for misclassifying thousands of retail clients and other significant compliance failures.
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