SECURITIES / DERIVATIVES

    Securities / Derivatives

    Vietnam Regulator Orders Stricter Oversight on Broker Conduct

    By Editors | 11/08/2025

    The move follows a 43% market surge since April that has sparked fears of a speculative bubble, with the directive banning unauthorised advice and profit-sharing deals.

    Securities / Derivatives

    Australia Productivity Commission Calls for Digital Reporting Mandate

    By Manesh Samtani | 11/08/2025

    Interim report calls for compulsory digital financial reporting to boost productivity while warning against premature, economy-wide AI-specific regulation.

    Fintech / Regtech

    Bursa Malaysia to Mandate Electronic Investor Statements from 25 August

    By Editors | 11/08/2025

    The move aims to boost efficiency and sustainability, with exemptions for older investors and a fee for others opting for paper copies.

    Securities / Derivatives

    SEC Philippines Scraps 50-Year-Old Share Classification Rule

    By Editors | 11/08/2025

    The SEC has ordered an end to the Class A and B share system, citing technological advances and market inefficiencies.

    Securities / Derivatives

    SEBI Proposes Splitting Oversight of Share Registrars

    By Editors | 11/08/2025

    The proposal would see services for unlisted companies fall under the Ministry of Corporate Affairs, creating a new activity-based regulatory model.

    Securities / Derivatives

    Chinese Futures Exchanges Finalise Rules for Programmatic Trading

    By Manesh Samtani | 11/08/2025

    China's five futures exchanges have detailed new reporting, fee, and risk management requirements for algorithmic and high-frequency trading.

    Securities / Derivatives

    SEBI Grants NCDEX In-Principle Nod for Equities Segment

    By Editors | 11/08/2025

    NCDEX has received conditional approval to launch equities and derivatives, plans INR 7.5 billion investment to develop the new segment.

    Securities / Derivatives

    Japan FSA Proposes EDINET Taxonomy Update, ISSB Integration Plan

    By Editors | 10/08/2025

    A draft 2026 taxonomy reflects recent rule changes, while a 2027 development plan confirms the future integration of ISSB sustainability standards.

    Securities / Derivatives

    SEBI Proposes 'Ease of Business' Reforms for Investment Advisers

    By Editors | 10/08/2025

    Proposals include allowing the use of past performance data, easing corporatisation rules, and relaxing entry qualifications and registration requirements.

    Securities / Derivatives

    Taiwan FSC Defines Scope for Foreign Bond Trading by Brokers

    By Editors | 09/08/2025

    New rules set strict credit rating, position limit, and internal control requirements for proprietary trading in foreign currency debt.

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