Securities / Derivatives

    Securities / Derivatives

    RBI, ESMA Sign Pact to End Dispute Over CCP Supervision

    By Manesh Samtani | 28/01/2026

    The agreement allows Indian central counterparties to re-apply for EU recognition, resolving a long-standing impasse over regulatory oversight.

    Securities / Derivatives

    FIX Tackles 24-Hour US Trading Impact on Global Investors

    By Editors | 28/01/2026

    A new working group will address regulatory and operational hurdles for APAC firms as US exchanges move towards round-the-clock trading.

    ESG / Sustainability

    HKEX and Brazil's B3 Forge Alliance on Carbon Markets, Sustainable Finance

    By Sanday Chongo Kabange | 28/01/2026

    The exchange operators will explore potential equity cross-listings and the development of new carbon and ESG products across Asia and South America.

    Securities / Derivatives

    Shanghai Rolls Out 18-point Roadmap to Cement Global Metals Pricing Influence

    By Mark Johnston | 28/01/2026

    Authorities in China’s financial hub unveil measures to integrate futures and spot markets, aiming to align pricing power with the nation’s dominance in production and consumption.

    Securities / Derivatives

    Singapore Governance Advocates Launch New Body to Rival SID

    By Nithya Subramanian | 28/01/2026

    New corporate governance organisation aims to enhance board effectiveness, practical oversight skills, and fiduciary accountability across the region.

    Crypto / Digital Assets

    Japan FSA to Propose Allowing Crypto ETFs on Stock Exchange

    By Sanday Chongo Kabange | 27/01/2026

    Regulators are considering legal and tax reforms that would allow crypto ETFs, with major financial firms already preparing products.

    Securities / Derivatives

    India’s PFRDA Sets Up Expert Panel to Revamp Investment Rules

    By Nithya Subramanian | 27/01/2026

    The focus will be on strategic asset allocation, risk governance, diversification and long-term retirement outcomes.

    Enforcement

    SFC Suspends Two for Misconduct Involving HKD 3.4bn in Hidden Trades

    By Sanday Chongo Kabange | 27/01/2026

    Regulator bans former account executives for concealing personal dealing in nominee accounts and circumventing internal controls over a nearly 10-year period.

    Enforcement

    US SEC Moves to Serve Summons on Adani Bypassing Indian Authorities

    By Nithya Subramanian | 27/01/2026

    The SEC has sought court approval to directly serve legal summons on Gautam and Sagar Adani, amid allegations linked to a cross-border corruption probe.

    Enforcement

    SEBI Accuses EY, PwC Executives of Insider Trading in Yes Bank Deal

    By Nithya Subramanian | 27/01/2026

    SEBI has issued show-cause notices to executives from EY, PwC and private equity firms Carlyle and Advent, alleging insider trading linked to Yes Bank’s USD 1.1 billion share sale in 2022.

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