SECURITIES / DERIVATIVES

    Enforcement

    Taiwan FSC Fines Ta-Chan Securities, Suspends Manager for Violations

    By Editors | 09/07/2025

    Ta-Chan Securities was fined for internal control failures. A discretionary investment manager was suspended for prohibited personal account trading.

    Securities / Derivatives

    Taiwan Relaxes Asset Disclosure Rules for Largest Public Companies

    By Editors | 08/07/2025

    The FSC has raised the reporting thresholds for certain non-related party transactions, a move expected to reduce disclosures by over 80 percent for 34 top firms.

    Securities / Derivatives

    China Mandates Stricter ETF Risk Controls for Fund Managers, Brokers

    By Editors | 08/07/2025

    New rules require fund managers to enhance operational controls and brokers to monitor high-risk client trading, amid rapid market growth.

    Securities / Derivatives

    SEBI Proposes to Allow AMCs to Manage Pooled Funds

    By Nithya Subramanian | 08/07/2025

    The move aims to create a level playing field for AMCs, but comes with strict conditions to mitigate conflicts of interest and misuse of investor funds.

    Market Infrastructure

    UPDATED: Bond Connect Expands to Non-Banks, Repo Rules Eased

    By Manesh Samtani | 08/07/2025

    Regulators will permit non-bank institutions into Southbound trading and allow rehypothecation in repo deals, with key changes launching on 25 August.

    Securities / Derivatives

    Taskforce Suggests Oversight Body to Strengthen Accountability of BSEC

    By Nithya Subramanian | 08/07/2025

    The proposed oversight body would be intended to reduce undue interference from the Finance Ministry, restoring investor confidence in Bangladesh’s capital market.

    Market Infrastructure

    Hong Kong's New Investor Visa Draws Over HKD 46 Billion in Pledged Capital

    By Sanday Chongo Kabange | 08/07/2025

    The Capital Investment Entrant Scheme has attracted over 1,500 applicants, with plans to further enhance tax regimes for funds and family offices.

    Securities / Derivatives

    Vietnam to Tighten Tax Rules on Dividends and Bonus Shares

    By Nithya Subramanian | 08/07/2025

    The proposed tax rules would require personal income tax on stock-based dividends and bonus shares to be paid when they are received, rather than upon sale.

    Enforcement

    India to Upgrade Market Surveillance After Jane Street Ban

    By Editors | 08/07/2025

    SEBI will upgrade market surveillance after barring Jane Street, which has said it will appeal the market manipulation claims.

    Securities / Derivatives

    Bank of Korea Unveils New Measures to Strengthen FX Market

    By Nithya Subramanian | 07/07/2025

    The reforms include minimum trading requirements for foreign institutions, extended reporting exemptions, and the upcoming launch of a customer FX brokerage platform.

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