Securities / Derivatives

    Securities / Derivatives

    Hong Kong Sets Fraud Precedent in Landmark Naked Short-Selling Case

    By Sanday Chongo Kabange | 29/01/2026

    A court convicted four individuals of fraud, not just regulatory breaches, for a scheme that netted HKD 3.3 million.

    Crypto / Digital Assets

    Hong Kong FSDC Outlines Strategy for Deeper Integration with Africa

    By Sanday Chongo Kabange | 29/01/2026

    A new report says Hong Kong's digital asset and green finance regulations can act as a "super-connector" for channelling Asian capital into African markets.

    Securities / Derivatives

    Shenzhen Exchange to Enhance Delivery of Critical Market Information

    By Editors | 29/01/2026

    The move aims to address system failures and ensure timely delivery of regulatory updates to maintain market fairness and transparency.

    Securities / Derivatives

    Taiwan Proposes Easing Qualification Rules for Futures Industry Auditors

    By Nithya Subramanian | 29/01/2026

    The draft amendments would create a new pathway for professionals with CPA firm experience to become internal auditors, aiming to broaden the talent pool.

    ESG / Sustainability

    Philippines SEC Mandates Strict 9-Year Term for Independent Directors

    By Sanday Chongo Kabange | 29/01/2026

    The SEC removes extensions and sets a firm nine-year cumulative term for independent directors of listed firms to bolster board independence.

    Securities / Derivatives

    Bangladesh to Tighten Corporate Lending Rules to Develop Bond Market

    By Editors | 29/01/2026

    The central bank will enforce strict single borrower limits to tackle NPLs, reduce reliance on bank financing, and encourage more bond issuance.

    Securities / Derivatives

    Thailand SEC Proposes Rules for Tokenised Mutual Funds

    By Nithya Subramanian | 28/01/2026

    The SEC has issued draft principles to govern the sale and redemption of tokenised MF units, aiming to enable instantaneous transactions, enhance efficiency, and support the digital economy.

    Securities / Derivatives

    China Tightens Rules on Fund Performance Benchmarks

    By Mark Johnston | 28/01/2026

    New rules will transform benchmarks from a loose reference into a binding constraint on investment, disclosure, and even fund manager compensation.

    Securities / Derivatives

    China Hits Private Fund with Record CNY 41M Fine for Systemic Fraud

    By Mark Johnston | 28/01/2026

    Regulators impose a record penalty and lifetime ban for a scheme involving market manipulation, misappropriated funds, and a vast fundraising network.

    Enforcement

    SHFE Imposes Trading Curbs on 16 Firms Trading Metals Markets

    By Mark Johnston | 28/01/2026

    The Shanghai exchange has imposed trading curbs on 16 clients and tightened position limits, sending tin prices tumbling.

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