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Securities / Derivatives
HKEX Finds Deficient Controls, Non-Compliance at Market Participants
By Manesh Samtani | 01/04/2026
HKEX published findings from its 2025 inspection programme, detailing common compliance deficiencies in risk management and China Connect rules.

Securities / Derivatives
ASX Finalises Dynamic Default Fund Framework for Futures Clearing
By Sanday Chongo Kabange | 01/04/2026
ASX has finalised its new framework, adopting key industry proposals on recovery powers and waterfall structure but retaining its contentious sizing methodology.

Securities / Derivatives
Malaysia's SC Halts Plan for Bursa Regulatory Subsidiary
By Manesh Samtani | 01/04/2026
The regulator has cited governance enhancements at the exchange, including a strengthened conflicts committee, as making the proposed structural separation unnecessary for now.
Securities / Derivatives
Vietnam Finalises Crypto Tax Rules, Proposes Levy on Unlisted Shares
By Manesh Samtani | 01/04/2026
Vietnam will apply a 0.1 percent personal income tax on the value of each digital asset transaction, and 20 percent on profits from the transfer of shares in unlisted companies.

Securities / Derivatives
Taiwan Eases Bond Issuance Rules for Foreign Institutions
By Sanday Chongo Kabange | 01/04/2026
The FSC has relaxed listing requirements for foreign financial institutions, their branches, and subsidiaries to attract more issuers to its international bond market.

Securities / Derivatives
DMIST to Finalise Execution Source Code Standard in 2026
By Manesh Samtani | 01/04/2026
The derivatives standards body has outlined its 2026 priorities in its annual report, focusing on finalising key standards and driving adoption across the industry.

Securities / Derivatives
China Eases Refinancing Rules for 'Light-Asset' Tech Firms
By Mark Johnston | 01/04/2026
The change allows qualifying Main Board companies to exceed the 30 percent cap on using fundraising proceeds for working capital and debt repayment.

Securities / Derivatives
Korea Amends Treasury Stock Rules, Reinforces Insider Trading Curbs
By Sanday Chongo Kabange | 01/04/2026
The FSC is expanding disclosure rules for all listed firms' treasury stock, while the FSS has issued fresh guidance on short-swing profit rules for insiders.

ESG / Sustainability
Investor Groups Push for Ambition in Korea’s ESG Disclosure Roadmap
By Sanday Chongo Kabange | 01/04/2026
The PRI, ACGA and KoSIF have welcomed the draft roadmap but call for full ISSB alignment and a faster, broader implementation timeline.

Securities / Derivatives
SEBI Extends Ban on Key Agri-Derivatives to 2027
By Mark Johnston | 01/04/2026
The regulator has prolonged the suspension on futures trading for seven key commodities, citing persistent concerns over price stability and food inflation.
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