Securities / Derivatives

    Enforcement

    Hong Kong Imposes Record Fine on PwC Over Evergrande Audit Failures

    By Sanday Chongo Kabange | 24/04/2026

    Regulators have imposed a record fine, a practice ban, and a landmark shareholder compensation scheme on PwC for "egregious" audit failures at the collapsed developer.

    Securities / Derivatives

    Taiwan Confirms Plan to Allow US Dollar Dividend Payouts

    By Sanday Chongo Kabange | 24/04/2026

    The new policy, aimed at foreign investors, will be implemented as early as 2027 to reduce currency exchange costs and volatility.

    Crypto / Digital Assets

    OCBC Launches Tokenised Physical Gold Fund on Public Blockchains

    By Nithya Subramanian | 24/04/2026

    The token, a first for Southeast Asia, is issued under a framework involving three MAS-regulated entities to ensure institutional-grade governance.

    Securities / Derivatives

    CSRC Proposes Tiered Penalty System for Illegal Share Sales

    By Mark Johnston | 23/04/2026

    The CSRC has released draft rules that classify violations and set out specific, tiered fines to crack down on irregular disposals by major shareholders.

    Securities / Derivatives

    MSCI Extends Indonesia Review, Keeps Index Curbs Amid Reforms

    By Nithya Subramanian | 23/04/2026

    The index provider will assess new ownership transparency and free float rules before lifting restrictions imposed over investability concerns.

    Securities / Derivatives

    BIS Paper Highlights Systemic Risks from Fund Hedging Behaviour

    By Manesh Samtani | 23/04/2026

    New BIS bulletin finds speculative currency hedging by equity funds can amplify market shocks, posing risks to financial stability.

    Securities / Derivatives

    Securities Association of China Expands Pay Clawbacks to Former Staff

    By Mark Johnston | 23/04/2026

    The SAC has revised remuneration rules for brokerages, mandating longer-term performance metrics and stricter deferral and clawback arrangements.

    Fintech / Regtech

    India, Korea Deepen Financial Ties with Regulatory, Payments Pacts

    By Nithya Subramanian | 23/04/2026

    The agreements include a regulatory MoU and a pact to integrate digital payment systems, aiming to boost investment and interoperability.

    Securities / Derivatives

    HKEX Creates New Senior Role to Build FIC Capabilities

    By Sanday Chongo Kabange | 23/04/2026

    HKEX has appointed a Head of Debt Market Development to facilitate the build-out of its fixed income capabilities and advance Hong Kong’s position as an international bond hub.

    Securities / Derivatives

    Korea Pledges 'No Barriers' to Investment Amid WGBI Inclusion

    By Mark Johnston | 23/04/2026

    Officials have reassured Japanese investors of continued market improvements as the country begins its phased entry into the FTSE World Government Bond Index.

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