Securities / Derivatives

    Enforcement

    FSS Korea Penalises Hana Securities Manager for Illegal Stock Trades

    By Nithya Subramanian | 16/07/2025

    The FSS found that the manager abused privileged information obtained during his duties to conduct illegal trades through his wife's account.

    Securities / Derivatives

    Indian Pension Funds Lobby for Looser Corporate Bond Rules

    By Editors | 16/07/2025

    Managers seek more flexibility to boost returns as assets triple, proposing changes to rules on bond maturity and credit ratings.

    Securities / Derivatives

    NSE Launches New Monthly Electricity Futures Contracts

    By Nithya Subramanian | 16/07/2025

    The new contracts, which drew strong first-day participation, will help build a robust market for hedging power price volatility, NSE said.

    Securities / Derivatives

    BOJ Completes Sale of Crisis-era Stocks, Shifts Focus to ETF Holdings

    By Manesh Samtani | 16/07/2025

    BOJ has finalised the disposal of shares bought from commercial banks, turning market attention to the much larger challenge of unwinding its ETF portfolio.

    Crypto / Digital Assets

    CMB International Securities Gets Hong Kong Virtual Asset Licence

    By Sanday Chongo Kabange | 16/07/2025

    CMB International Securities says it is the first Chinese bank-affiliated broker to gain approval for virtual asset trading in Hong Kong.

    Securities / Derivatives

    BSEC Refers IPO Scam to ACC, Imposes Travel Bans and Penalties

    By Nithya Subramanian | 16/07/2025

    The BSEC claim company officials colluded with auditors and financiers to fabricate capital and deceive investors ahead of the company’s 2019 stock market debut.

    Securities / Derivatives

    Taiwan Central Bank Warns Foreign Investors on Capital Control Breaches

    By Editors | 15/07/2025

    The central bank is stepping up enforcement to curb speculative inflows and manage a surging currency without direct market intervention.

    Securities / Derivatives

    South Korea to Overhaul Rules on High-Risk Investment Sales

    By Editors | 15/07/2025

    Regulators will mandate stricter investor assessments and ban certain sales tactics to prevent the misselling of complex financial products.

    Securities / Derivatives

    Jane Street Deposits $567 Million in Escrow to Lift India Ban

    By Editors | 15/07/2025

    Jane Street has complied with a key part of a regulatory order amid a manipulation probe and is requesting a reversal of its market ban.

    Securities / Derivatives

    SFC Consults On Capital Rule Overhaul for OTC Derivatives Dealers

    By Sanday Chongo Kabange | 15/07/2025

    The SFC is consulting on Basel III-aligned rules, creating new categories for dealers and introducing the first capital treatments for virtual asset derivatives.

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