Securities / Derivatives

Securities / Derivatives

UPDATED – India Restricts Funds’ Corporate Bond Investment

By Samuel Riding | 11/01/2016

Securities regulator reduces individual company and sector exposure limits due to distressed debt concerns.

Securities / Derivatives

SAFE to Tighten Risk Control, Limits Some USD Purchases

By Samuel Riding | 11/01/2016

Foreign exchange regulator plans to boost risk controls, push regulatory reform and market development.

Market Infrastructure

SZSE Revises Disclosure Requirements

By Samuel Riding | 11/01/2016

Shenzhen exchange introduces pre-announcement system for stake reductions by major shareholders.

Securities / Derivatives

JP Morgan Fined for Trading Breaches

By Samuel Riding | 15/12/2015

Hong Kong SFC reprimands investment bank for short-selling, principal trading and dark pool failings.

Market Infrastructure

IOSCO Publishes Results of Hedge Fund Survey

By Samuel Riding | 14/12/2015

Third report of hedge fund survey finds no liquidity problems under ‘normal’ conditions.

Securities / Derivatives

The Challenges and Pitfalls in IFRS 9 Implementation

By Wolters Kluwer Financial Services | 04/12/2015

Wolters Kluwer Financial Services examines the challenges and impact of new reporting standards.

Market Infrastructure

Four Japanese Banks Sign up to ISDA Protocol

By Samuel Riding | 13/11/2015

Quartet among 21 global financial institutions to sign up to revised protocol on special resolution regimes.

Securities / Derivatives

Leading Banks Join Fenergo in Addressing Industry Challenges

By Editors | 09/11/2015

Complexity of multi-jurisdictional entity data is presenting financial institutions with inconsistencies between international and local rules and restrictions.

Securities / Derivatives

New Malaysia Capital Rules to Affect Banking Groups, says Fitch

By Editors | 22/10/2015

Malaysia’s extension of Basel III capital adequacy requirements to financial holding companies will affect most major banking groups.