Securities / Derivatives

    Market Infrastructure

    Japan Investigating HFT, Dark Pools

    By Samuel Riding | 29/01/2016

    Securities and Exchange Surveillance Commission asks for details of brokerages’ HFT services.

    Securities / Derivatives

    PBOC’s ‘Triple Threat’ to Deter RMB Speculators

    By Samuel Riding | 28/01/2016

    Central bank sets clearing bank RRR at up to 17%, issues lending suspension, ‘guidance’ on cash pool outflows.

    Market Infrastructure

    PSE Submits Fixed Income Exchange Takeover Bid

    By Samuel Riding | 28/01/2016

    Philippine Stock Exchange meets extended deadline to submit detailed proposal on consolidation of equity, fixed income markets.

    AML / KYC

    Correspondent Banking KYCC ‘Impossible’ in HK, Singapore – Thomson Reuters

    By Samuel Riding | 27/01/2016

    Both jurisdictions said unlikely to implement FATF recommendations before the end of this decade.

    Market Infrastructure

    Regulatory Differences Threaten Blockchain Development – DTCC

    By Samuel Riding | 27/01/2016

    Post-trade services provider says variations in privacy and securities regulation pose challenges for distributed ledger.

    Securities / Derivatives

    PBOC Cash Injection Hits 3-year High

    By Samuel Riding | 27/01/2016

    Central bank injects RMB440 billion in advance of Spring Festival holiday.

    Securities / Derivatives

    China Expands Overseas Funding Pilot

    By Samuel Riding | 27/01/2016

    Financial institutions in four free-trade zones will no longer need approval for overseas borrowing.

    Market Infrastructure

    CSRC Turns up Heat on Private Investment Firms

    By Samuel Riding | 26/01/2016

    Securities regulator targeting illegal activity in China’s USD760 billion PE, VC and hedge fund industry.

    Market Infrastructure

    NSE Seeks Self-listing Approval

    By Samuel Riding | 22/01/2016

    SEBI does not normally allow exchanges to self-list, NSE wants to avoid listing on rival.

    Market Infrastructure

    Japan, EU Making ‘Substantial Progress’ on Regulatory Cooperation

    By Samuel Riding | 22/01/2016

    Annual meeting cites concerns about impact of reforms on economic growth, updates on regulatory cooperation framework.

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