Securities / Derivatives

Enforcement

SFC Fines Sino-Rich Securities, Suspends Exec Over Margin Lending Failures

By Editors | 13/05/2025

The SFC said Sino-Rich Securities had inadequate documentation and enforcement of margin lending policies.

Securities / Derivatives

Thai SEC Proposes to Allow Securities Firms to Offer Investment Tokens

By Manesh Samtani | 13/05/2025

The SEC is considering exempting securities firms from certain digital asset business license requirements to enable them to offer investment tokens.

Securities / Derivatives

CSRC Unveils Measures to Enhance Accountability in Public Funds Sector

By Mark Johnston | 12/05/2025

The measures include an overhaul of fee structures to ensure salaries and incentives of fund managers better reflect performance outcomes.

Market Infrastructure

DFM and TWSE to Boost Cross-Border Capital Market Cooperation

By Nithya Subramanian | 12/05/2025

DFM and TWSE will explore opportunities to list financial products on each other’s markets, including ETFs and related equity products.

Securities / Derivatives

SEBI Proposes Relaxed Co-Investment Norms for Alternative Investment Funds

By Editors | 12/05/2025

SEBI considers easing rules for AIF co-investments, enabling separate investment schemes and broader advisory services for managers.

Securities / Derivatives

Taiwan FSC Lifts 30% Single Stock Cap for ETFs

By Nithya Subramanian | 12/05/2025

The move will boost flexibility for TSMC-heavy ETFs, help to reduce tracking error, and support market liquidity.

Market Infrastructure

Indonesia Implements New Rules for Liquidity Providers

By Nithya Subramanian | 12/05/2025

The new rules aim to improve market depth, enhance price discovery, and attract more investor participation.

Securities / Derivatives

RBI Scraps Short-term Limits for FPIs in Corporate Debt

By Nithya Subramanian | 12/05/2025

RBI removes short-term limits on foreign investment in corporate debt to boost market depth and attract overseas capital.

Securities / Derivatives

Taiwan FSC Eases Rules on Corporate Bond Conversions

By Editors | 11/05/2025

The amendments allow holders of convertible bonds and warrant bonds more flexibility to request conversion or subscription.