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Securities / Derivatives
SEBI Speeds Up Availability of Sale Proceeds for FPIs
By Mark Johnston | 18/10/2024
Tax certificates for FPI sale trades will be issued faster, enabling FPIs to access sale proceeds for repatriation or reinvestment on settlement day.
Securities / Derivatives
China Launches Two New Facilities to Boost Stock Market
By Manesh Samtani | 18/10/2024
A new swap facility provides funding for securities firms, funds and insurers to invest in stock. A new relending facility will finance stock repurchases.
Enforcement
SFC Opens Insider Trading Case Involving 2020 PayPal Acquisition
By Sanday Chongo Kabange | 17/10/2024
The SFC is pursuing the chairman of a HK-listed company that held shares in PayPal’s acquisition target.
Enforcement
CFTC Fines Singapore’s Olam Group for Late Reporting of Cotton Sales
By Nithya Subramanian | 30/09/2024
The CFTC said Olam’s failure to promptly report the sales resulted in the publication of inaccurate and misleading information by the USDA.
Enforcement
US SEC Fines 13 Firms, 10 Individuals for Delaying Stock Disclosures
By Nithya Subramanian | 30/09/2024
Goldman Sachs, Oaktree Capital, Bank of Nova Scotia and Alphabet Inc were among those fined for failing to provide timely information on stock holdings and transactions.
Enforcement
Japan to Penalise Nomura Securities for JGB Futures Manipulation
By Editors | 30/09/2024
In the aftermath of a penalty recommendation from the SESC, at least four companies have removed Nomura Securities from their lists of bond managers.
Market Infrastructure
HKMA, SFC Finalise Details for New Derivatives Reporting Regime
By Manesh Samtani | 29/09/2024
The UTI, UPI, CDE, LEI and ISO 20022 will be required under Hong Kong’s OTC derivatives reporting regime from 29 September 2025.
Crypto / Digital Assets
Hong Kong Exchange Lists First Digitally Native Notes
By Editors | 29/09/2024
The one-year HKD denominated digitally native notes were issued by HSBC, leveraging the HSBC Orion platform.
Securities / Derivatives
DBS Awaits Approval to Raise Stake in Chinese Securities Venture
By Editors | 28/09/2024
DBS is planning to raise its stake in its China securities joint venture from 51% to 91%, subject to regulatory approval.
ESG / Sustainability
ICMA Offers Impact Reporting Guidance for Social Bonds
By Editors | 28/09/2024
The handbook offers impact reporting metrics for affordable housing. Future iterations will cover other social bond project categories.
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