Securities / Derivatives

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    Enforcement

    FSC Korea Announces Conclusion of Short-Selling Investigations

    By Mark Johnston | 18/03/2025

    A total 13 international investment banks were fined a combined USD 60 million for naked short-selling in Korea.

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    Market Infrastructure

    Fiji, PNG Advance Plan to Jointly Establish Market Infrastructure

    By Sanday Chongo Kabange | 18/03/2025

    SPX and PNGX Group are looking to adopt a single integrated, end-to-end trading platform and CSD solution.

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    Securities / Derivatives

    Australia Clarifies Managed Investment Trusts Tax Rules

    By Thisanka Siripala | 17/03/2025

    New tax amendments confirm that foreign pension funds can continue accessing concessional withholding tax rates through MITs.

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    Securities / Derivatives

    UBS Gains Approval for China Strategic Restructuring

    By Mark Johnston | 17/03/2025

    UBS has received regulatory approval to sell a significant stake in its Chinese securities joint venture, Credit Suisse Securities.

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    Securities / Derivatives

    Thai SEC Updates Rules to Allow Leveraged & Inverse ETFs

    By Mark Johnston | 17/03/2025

    Thailand’s securities watchdog greenlights new regulations on leveraged and inverse ETFs, opening up new investment products to the market.

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    Market Infrastructure

    HKEX Considers Lowering Board Lot Sizes to Boost Liquidity

    By Mark Johnston | 17/03/2025

    HKEX is reportedly considering mandating that brokers charge the same price for trading single shares as they do for board lots.

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    Crypto / Digital Assets

    IOSCO Unveils Work Programme, Key Priorities for 2025

    By Nithya Subramanian | 17/03/2025

    IOSCO initiatives include measures to address risks in digital trading, curb online financial fraud finance, and continue research on AI.

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    Enforcement

    NSE Places IndusInd Bank Under Additional Surveillance

    By Nithya Subramanian | 14/03/2025

    IndusInd Bank is under heightened scrutiny after it disclosed accounting irregularities in its derivatives portfolio.

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    Enforcement

    FSS Korea Probes Securities Firms’ Bond Underwriting Practices

    By Mark Johnston | 14/03/2025

    The FSS will examine cases where securities firms have leveraged the resources and influence of affiliated entities to facilitate bond issuance.

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    Securities / Derivatives

    Thai Stock Exchange Lists New Batch of Depositary Receipts

    By Nithya Subramanian | 14/03/2025

    SET listed five new DRs referencing Chinese stocks, two linked to Vietnamese companies and one DRx referencing a US stock.

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