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Enforcement
FSC Korea Announces Conclusion of Short-Selling Investigations
By Mark Johnston | 18/03/2025
A total 13 international investment banks were fined a combined USD 60 million for naked short-selling in Korea.
Market Infrastructure
Fiji, PNG Advance Plan to Jointly Establish Market Infrastructure
By Sanday Chongo Kabange | 18/03/2025
SPX and PNGX Group are looking to adopt a single integrated, end-to-end trading platform and CSD solution.
Securities / Derivatives
Australia Clarifies Managed Investment Trusts Tax Rules
By Thisanka Siripala | 17/03/2025
New tax amendments confirm that foreign pension funds can continue accessing concessional withholding tax rates through MITs.
Securities / Derivatives
UBS Gains Approval for China Strategic Restructuring
By Mark Johnston | 17/03/2025
UBS has received regulatory approval to sell a significant stake in its Chinese securities joint venture, Credit Suisse Securities.
Securities / Derivatives
Thai SEC Updates Rules to Allow Leveraged & Inverse ETFs
By Mark Johnston | 17/03/2025
Thailand’s securities watchdog greenlights new regulations on leveraged and inverse ETFs, opening up new investment products to the market.
Market Infrastructure
HKEX Considers Lowering Board Lot Sizes to Boost Liquidity
By Mark Johnston | 17/03/2025
HKEX is reportedly considering mandating that brokers charge the same price for trading single shares as they do for board lots.
Crypto / Digital Assets
IOSCO Unveils Work Programme, Key Priorities for 2025
By Nithya Subramanian | 17/03/2025
IOSCO initiatives include measures to address risks in digital trading, curb online financial fraud finance, and continue research on AI.
Enforcement
NSE Places IndusInd Bank Under Additional Surveillance
By Nithya Subramanian | 14/03/2025
IndusInd Bank is under heightened scrutiny after it disclosed accounting irregularities in its derivatives portfolio.
Enforcement
FSS Korea Probes Securities Firms’ Bond Underwriting Practices
By Mark Johnston | 14/03/2025
The FSS will examine cases where securities firms have leveraged the resources and influence of affiliated entities to facilitate bond issuance.
Securities / Derivatives
Thai Stock Exchange Lists New Batch of Depositary Receipts
By Nithya Subramanian | 14/03/2025
SET listed five new DRs referencing Chinese stocks, two linked to Vietnamese companies and one DRx referencing a US stock.
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