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Securities / Derivatives
IOSCO Issues New Guidance for Regulators on Neo-Broker Risks
By Sanday Chongo Kabange | 13/11/2025
IOSCO has issued a final report with recommendations on PFOF, fee transparency, and IT resilience for online brokers.

Securities / Derivatives
Firms Adopting ISDA Digital Reporting Standard See Cost, Accuracy Benefits
By Manesh Samtani | 13/11/2025
A new ISDA report shows firms using the DRR standard for APAC and global rules achieve up to 50% cost savings and near-perfect reporting accuracy.

Securities / Derivatives
HKEX to Take 20pc Stake in HKMA’s CMU OmniClear Holdings
By Mark Johnston | 13/11/2025
Partnership aims to build a major regional CSD and advance Hong Kong’s fixed-income ecosystem and status as an RMB hub.

Securities / Derivatives
China Issues New Rules for Investment Consultation, Links Fees to Quality
By Mark Johnston | 13/11/2025
New measures effective 1 December mandate "assess first, decide later" principle and introduce strict penalties for poor-quality reports.

Securities / Derivatives
Taiwan FSC Proposes New Rules to Attract Foreign Bond Issuers
By Mark Johnston | 13/11/2025
Taiwan's FSC plans to expand eligibility for foreign FIs and special purpose vehicles to issue bonds, seeking to boost “Asia Innovation Capital” platform.

Securities / Derivatives
Taiwan FSC Revises Financial Holding Company Rules to Streamline M&A
By Mark Johnston | 12/11/2025
Taiwan FSC updates rules on ownership thresholds, governance, and disclosures to align with market practices and speed up consolidation.

Securities / Derivatives
Bursa Malaysia Unveils Cyber Resilience Framework for Stock Market
By Nithya Subramanian | 12/11/2025
The nine-pillar cyber resilience framework aims to bolster defences and reinforce investor confidence following the unauthorised trades incident earlier this year.

Securities / Derivatives
APAC Firms Lagging in Readiness for US Treasury Clearing Rules
By Mark Johnston | 12/11/2025
A global survey reveals 80 percent of Asia-based firms are still in the 'scoping' phase for looming US Treasury clearing rules.

Securities / Derivatives
Hong Kong Urged to Launch 'Commodity Connect' Scheme
By Sanday Chongo Kabange | 12/11/2025
The FSDC has outlined a strategy for Hong Kong to become a major commodities hub, focusing on physical trade and deeper mainland China integration.

Fintech / Regtech
India’s NSDL Launches Unified Platform for Foreign Investor Onboarding
By Nithya Subramanian | 12/11/2025
The unified portal combines FPI and FVCI registration, aimed at simplifying access for global investors to India’s capital markets.
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