Securities / Derivatives

    Securities / Derivatives

    IOSCO Issues New Guidance for Regulators on Neo-Broker Risks

    By Sanday Chongo Kabange | 13/11/2025

    IOSCO has issued a final report with recommendations on PFOF, fee transparency, and IT resilience for online brokers.

    Securities / Derivatives

    Firms Adopting ISDA Digital Reporting Standard See Cost, Accuracy Benefits

    By Manesh Samtani | 13/11/2025

    A new ISDA report shows firms using the DRR standard for APAC and global rules achieve up to 50% cost savings and near-perfect reporting accuracy.

    Securities / Derivatives

    HKEX to Take 20pc Stake in HKMA’s CMU OmniClear Holdings

    By Mark Johnston | 13/11/2025

    Partnership aims to build a major regional CSD and advance Hong Kong’s fixed-income ecosystem and status as an RMB hub.

    Securities / Derivatives

    China Issues New Rules for Investment Consultation, Links Fees to Quality

    By Mark Johnston | 13/11/2025

    New measures effective 1 December mandate "assess first, decide later" principle and introduce strict penalties for poor-quality reports.

    Securities / Derivatives

    Taiwan FSC Proposes New Rules to Attract Foreign Bond Issuers

    By Mark Johnston | 13/11/2025

    Taiwan's FSC plans to expand eligibility for foreign FIs and special purpose vehicles to issue bonds, seeking to boost “Asia Innovation Capital” platform.

    Securities / Derivatives

    Taiwan FSC Revises Financial Holding Company Rules to Streamline M&A

    By Mark Johnston | 12/11/2025

    Taiwan FSC updates rules on ownership thresholds, governance, and disclosures to align with market practices and speed up consolidation.

    Securities / Derivatives

    Bursa Malaysia Unveils Cyber Resilience Framework for Stock Market

    By Nithya Subramanian | 12/11/2025

    The nine-pillar cyber resilience framework aims to bolster defences and reinforce investor confidence following the unauthorised trades incident earlier this year.

    Securities / Derivatives

    APAC Firms Lagging in Readiness for US Treasury Clearing Rules

    By Mark Johnston | 12/11/2025

    A global survey reveals 80 percent of Asia-based firms are still in the 'scoping' phase for looming US Treasury clearing rules.

    Securities / Derivatives

    Hong Kong Urged to Launch 'Commodity Connect' Scheme

    By Sanday Chongo Kabange | 12/11/2025

    The FSDC has outlined a strategy for Hong Kong to become a major commodities hub, focusing on physical trade and deeper mainland China integration.

    Fintech / Regtech

    India’s NSDL Launches Unified Platform for Foreign Investor Onboarding

    By Nithya Subramanian | 12/11/2025

    The unified portal combines FPI and FVCI registration, aimed at simplifying access for global investors to India’s capital markets.

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