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Enforcement
JSDA Investigates Brokerages Over Unsuitable Bond Sales
By Editors | 15/06/2025
The probe is said to be focused on client suitability, sales practices, and over-reporting of investor demand by FIs.
Crypto / Digital Assets
SFC Official Outlines ‘One Shield, Three Arrows’ Strategy
By Sanday Chongo Kabange | 14/06/2025
Julia Leung said the strategy focuses on strengthening Hong Kong’s resilience, core competitiveness and connectivity with global markets.
Market Infrastructure
ASX to Replace TradeAccept System in 2026
By Thisanka Siripala | 13/06/2025
Most proposals from a March 2025 consultation will proceed as planned. ASX made some technical adjustments to address feedback.
Crypto / Digital Assets
SFC Proposes Measures to Prevent Use of Misleading Business Names
By Sanday Chongo Kabange | 13/06/2025
SFC proposes to expand the list of restricted words and phrases that cannot be used by unlicensed firms in their business names.
Fintech / Regtech
SEBI Announces Launch of Verified UP IDs to Curb Fraud
By Nithya Subramanian | 13/06/2025
All registered market intermediaries will have to adopt new UPI handles. Investors will have a new verification tool to verify the legitimacy of UPI IDs.
Securities / Derivatives
Japan’s FSA to Revise REITs Rules to Include Data Centre Equipment
By Thisanka Siripala | 13/06/2025
The rules will allow Japanese REITs to count data centre equipment like cooling systems and backup power as real estate assets.
Market Infrastructure
New Reforms to Open Shenzhen’s Doors to HK-Listed Firms
By Manesh Samtani | 12/06/2025
Hong Kong listed companies that are registered in the GBA will be able to also pursue listings on the Shenzhen Stock Exchange.
Securities / Derivatives
New SEC Chief Outlines Plan to Revive Philippine Capital Market
By Nithya Subramanian | 12/06/2025
New Chairman and CEO Francis Lim announced the formation of specialised working groups to advise on streamlining regulation to encourage more listings.
Securities / Derivatives
Australia Eyes Data and Transparency Reforms in Private Markets
By Manesh Samtani | 12/06/2025
ASIC symposium highlighted the regulator’s increased focus on private markets, and the balance between access and investor protection.
Enforcement
SEBI Issues Recovery Notices to OPG Securities in NSE Co-Location Case
By Nithya Subramanian | 12/06/2025
SEBI fined OPG Securities for repeatedly accessing NSE’s secondary POP server without authorisation.
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