SECURITIES / DERIVATIVES

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    Enforcement

    JSDA Investigates Brokerages Over Unsuitable Bond Sales

    By Editors | 15/06/2025

    The probe is said to be focused on client suitability, sales practices, and over-reporting of investor demand by FIs.

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    Crypto / Digital Assets

    SFC Official Outlines ‘One Shield, Three Arrows’ Strategy

    By Sanday Chongo Kabange | 14/06/2025

    Julia Leung said the strategy focuses on strengthening Hong Kong’s resilience, core competitiveness and connectivity with global markets.

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    Market Infrastructure

    ASX to Replace TradeAccept System in 2026

    By Thisanka Siripala | 13/06/2025

    Most proposals from a March 2025 consultation will proceed as planned. ASX made some technical adjustments to address feedback.

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    Crypto / Digital Assets

    SFC Proposes Measures to Prevent Use of Misleading Business Names

    By Sanday Chongo Kabange | 13/06/2025

    SFC proposes to expand the list of restricted words and phrases that cannot be used by unlicensed firms in their business names.

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    Fintech / Regtech

    SEBI Announces Launch of Verified UP IDs to Curb Fraud

    By Nithya Subramanian | 13/06/2025

    All registered market intermediaries will have to adopt new UPI handles. Investors will have a new verification tool to verify the legitimacy of UPI IDs.

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    Securities / Derivatives

    Japan’s FSA to Revise REITs Rules to Include Data Centre Equipment

    By Thisanka Siripala | 13/06/2025

    The rules will allow Japanese REITs to count data centre equipment like cooling systems and backup power as real estate assets.

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    Market Infrastructure

    New Reforms to Open Shenzhen’s Doors to HK-Listed Firms

    By Manesh Samtani | 12/06/2025

    Hong Kong listed companies that are registered in the GBA  will be able to also pursue listings on the Shenzhen Stock Exchange.

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    Securities / Derivatives

    New SEC Chief Outlines Plan to Revive Philippine Capital Market

    By Nithya Subramanian | 12/06/2025

    New Chairman and CEO Francis Lim announced the formation of specialised working groups to advise on streamlining regulation to encourage more listings.

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    Securities / Derivatives

    Australia Eyes Data and Transparency Reforms in Private Markets

    By Manesh Samtani | 12/06/2025

    ASIC symposium highlighted the regulator’s increased focus on private markets, and the balance between access and investor protection.

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    Enforcement

    SEBI Issues Recovery Notices to OPG Securities in NSE Co-Location Case

    By Nithya Subramanian | 12/06/2025

    SEBI fined OPG Securities for repeatedly accessing NSE’s secondary POP server without authorisation.

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