Securities / Derivatives

Securities / Derivatives

Korea to Launch Person-Based Surveillance, Raise Unfair Trading Penalties

By Mark Johnston | 26/10/2025

The FSC is shifting the KRX from account-based to person-based surveillance and increasing minimum fines for unfair trading and disclosure violations.

Securities / Derivatives

Osaka Exchange to Launch 'Pocket' Futures to Broaden Investor Base

By Manesh Samtani | 26/10/2025

The new gold and platinum contracts, launching in 2026, are designed with smaller units and simpler structures to attract new participants.

Securities / Derivatives

TAIFEX Announces Rule Changes to Support New Weekly Stock Options

By Mark Johnston | 26/10/2025

Under the amended rules, TAIFEX will be permitted to list weekly contracts that commence on a Wednesday and expire on the second Wednesday thereafter.

Securities / Derivatives

RBI Proposes Mandatory UTI for OTC Derivatives from April 2026

By Manesh Samtani | 24/10/2025

The proposal aims to enhance market transparency and align with global standards for reporting over-the-counter derivative transactions.

Securities / Derivatives

BSEC Finalises Margin Rules to Cleanse Market of Negative Equity - Reports

By Mark Johnston | 24/10/2025

Investors retreated following reports that the regulator has approved new margin rules that aim to resolve a negative equity problem in the domestic market.

Securities / Derivatives

Philippine Lawmaker Calls for Review of Rules for Preferred Shares

By Sanday Chongo Kabange | 24/10/2025

A PSE rule requiring a PHP 1 billion or 20 percent offer size is hindering subsidiaries of listed firms from tapping capital markets, a congressman says.

Market Infrastructure

HK LegCo Panel Reviews Key Financial Reforms Amid Economic Headwinds

By Sanday Chongo Kabange | 24/10/2025

A legislative report details discussions with regulators on key initiatives, including AI sandboxes, tokenised bonds, and deepening Mainland China market access.

Securities / Derivatives

NZX Consults on Tailored Listing Rules for Co-operatives

By Sanday Chongo Kabange | 23/10/2025

NZX’s proposed guidance clarifies potential waivers for rules on director independence and material transactions to provide greater flexibility and transparency.

Securities / Derivatives

Hong Kong and Jiangsu Province Sign MoU to Boost Financial Ties

By Sanday Chongo Kabange | 23/10/2025

The agreement aims to deepen cooperation in capital markets, private equity, fintech, and wealth management, connecting Jiangsu firms with Hong Kong’s international financial services.