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Enforcement
SFC Fines Tung Tai Securities for Failing to Guard Against Fraud
By Sanday Chongo Kabange | 17/11/2025
The penalty follows a USD 3.3 million fraud where staff acted on bogus emails, ignoring multiple red flags and internal control failures.

Securities / Derivatives
Asia Funds Grow Cautious on ESG Policy, Citing Regulatory Burden
By Manesh Samtani | 17/11/2025
A new report shows Asia-based fund managers are tightening ESG deal screening but are reluctant to change policies unless compelled by regulators.

Securities / Derivatives
DMIST Establishes Global Standard for Self-Match Prevention
By Manesh Samtani | 17/11/2025
The derivatives standards body has published a framework for exchanges and traders to harmonise self-match prevention tools globally.

Securities / Derivatives
Bursa Malaysia Launches Platform for Vetting Research, Online Commentary
By Mark Johnston | 16/11/2025
The exchange aims to counter unlicensed online commentary by having licensed advisers review and publish public research submissions.

Securities / Derivatives
Korea Delays Decision on Penalties for Mis-Selling ELS Products
By Mark Johnston | 15/11/2025
A decision on penalties, potentially in the trillions of won, is pushed back as authorities clarify rules on 'revenue'.

Securities / Derivatives
CSRC Pledges Market Stability, Reforms to Deepen Foreign Access
By Manesh Samtani | 14/11/2025
Regulators vow to prevent wild market swings and expand institutional opening-up to attract more long-term international capital investment.

Enforcement
Korea Boosts Whistleblower Rewards to Tackle Market Abuse
By Sanday Chongo Kabange | 14/11/2025
The SFC has signalled intent to increase its budget for rewards after average payouts for market abuse tip-offs more than doubled.

Crypto / Digital Assets
Japan Stablecoin Issuers Could Become Major JGB Buyers – Report
By Sanday Chongo Kabange | 14/11/2025
The head of a new yen stablecoin issuer says digital asset firms could fill the void left by the BOJ's tapering in the JPY 1,055 trillion bond market.

Market Infrastructure
Malaysia’s SC Consults on Reforms to Market Segmentation Framework
By Nithya Subramanian | 14/11/2025
The SC proposes higher profit bar for Main Market listings, flexibility for renewable energy listings and new rules to strengthen ACE Market’s role.

Capital / Liquidity
Vietnam Introduces Basel II-Style Capital Rules for Securities Firms
By Mark Johnston | 14/11/2025
New circular tightens risk governance, hitting firms with concentrated portfolios and non-rated bonds, while clarifying margin lending rules.
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