SECURITIES / DERIVATIVES

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    Enforcement

    Korea to Implement “One Strike Out” Policy for Market Manipulators

    By Editors | 12/06/2025

    Korea to permanently ban perpetrators of unfair trading, signalling a zero-tolerance approach to market abuse and enhanced investor protection.

    Securities / Derivatives

    HKMA’s Trade Reporting Rewrite: An Opportunity to Modernise

    By Nithya Subramanian | 11/06/2025

    As Hong Kong’s new OTC derivatives reporting rules loom, DTCC is urging market participants to quickly start testing.

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    Market Infrastructure

    PSE, TPEx Formalise Ties with MoU

    By Sanday Chongo Kabange | 11/06/2025

    PSE and TPEx will cooperate on SME market incubation, ESG practices, ETFs, and bond and equity derivatives.

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    Securities / Derivatives

    TAIFEX Tackles Insider Trading Involving Employees’ Spouses

    By Nithya Subramanian | 11/06/2025

    Futures firms must review trades made by employees’ spouses at other firms and establish internal procedures for these checks.

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    Market Infrastructure

    India Proposes Further Regulatory Overhaul at GIFT City

    By Nithya Subramanian | 11/06/2025

    Revised proposals introduce clearer participant classification, lower net worth thresholds and tighter client protection norms.

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    Securities / Derivatives

    China Chengxin Launches Global Yuan Debt Rating Scale

    By Editors | 10/06/2025

    China Chengxin International Credit Rating Co Ltd launches first global yuan debt rating scale, citing shift in global financial landscape.

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    Securities / Derivatives

    Japan Continues to Grapple with Brokerage Account Hijackings

    By Editors | 10/06/2025

    There were 2,289 unauthorised transactions in brokerage accounts in May, only a small decrease from the figures reported for April.

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    Market Infrastructure

    LCH, CMU Omniclear Sign MoU on Post-Trade Collaboration

    By Sanday Chongo Kabange | 10/06/2025

    LCH and CMU OmniClear team up to expand CNH clearing services, boosting efficiency and access for global investors.

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    Securities / Derivatives

    SGX and B3 Launch Brazilian Real Futures Contracts in Asia

    By Nithya Subramanian | 10/06/2025

    The BRL contracts will boost cross-regional FX trading, offering global investors access to Brazilian Real exposure during Asian trading hours.

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    Securities / Derivatives

    Stock Exchange of Thailand Revises Rules for High-Frequency Trading

    By Editors | 10/06/2025

    The range of securities accessible to HFT investors will be restricted to those with large market capitalisation and high liquidity.

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