SECURITIES / DERIVATIVES

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    ESG / Sustainability

    Gold Standard Carbon Credits Debut on HKEX Carbon Marketplace

    By Editors | 02/08/2024

    Gold Standard’s Verified Emission Reductions can now be traded on the Core Climate platform. Trading fees are waived until further notice

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    Securities / Derivatives

    SEBI Proposes Change to Granular Disclosure Rules for FPIs

    By Ajoy K Das | 02/08/2024

    The proposal will reduce the risk of hidden control by entities from land bordering countries, without requiring FPIs to disclose each and every owner.

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    Securities / Derivatives

    Sumitomo Mitsui to Launch First Private Fund in China

    By Editors | 02/08/2024

    Sumitomo Mitsui DS Asset Management is just the second Japanese firm after Nomura to offer a registered private fund in China.

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    Securities / Derivatives

    SEBI Proposes to Widen Scope of Insider Trading Regulations

    By Ajoy K Das | 02/08/2024

    SEBI proposes a wider definition of ‘connected person’ and to change ‘immediate relative’ to ‘relative’ to capture more individuals.

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    Securities / Derivatives

    SEBI Proposes to Tighten Derivative Trading Framework

    By Ajoy K Das | 01/08/2024

    Seven measures proposed include higher minimum contract sizes and a switch from end-of-day to intraday monitoring of position limits.

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    ESG / Sustainability

    SET, FTSE Russell Partner to Elevate Sustainability Assessments

    By Mark Johnston | 01/08/2024

    The collaboration will see the Stock Exchange of Thailand replace the current SET ESG Ratings with FTSE Russell’s ESG Data Model by 2026.

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    Enforcement

    MAS Reprimands Asset Manager, Bans CEO for Two Years

    By Nithya Subramanian | 01/08/2024

    MAS has also declined the RFMC’s application to upgrade to an LFMC. Effective 1 August, it cannot undertake fund management activities in Singapore.

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    Securities / Derivatives

    RBI Revokes FPI Access to 14yr and 30yr Government Bonds

    By Ajoy K Das | 01/08/2024

    The RBI is trying to boost liquidity in shorter-term government bonds by restricting foreign investors’ access to longer-dated bonds.

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    Enforcement

    Prominent Short Seller Andrew Left Charged for Securities Fraud

    By Editors | 31/07/2024

    The DOJ and SEC said Andrew Left used social media and TV appearances to promote his trades, manipulate the market, and “make fast, easy money”.

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    ESG / Sustainability

    IFSCA Issues Framework for CRAs Providing ESG Ratings in GIFT City

    By Ajoy K Das | 31/07/2024

    The framework comes on the heels of a decision by SEBI to permit CRAs and ESG rating providers to undertake rating activities in GIFT City.

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