SECURITIES / DERIVATIVES

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    Market Infrastructure

    KRX Forms Task Force to Improve Preparedness for Market Outage

    By Manesh Samtani | 20/06/2024

    The task force was formed in response to the technical issue that occurred earlier this month at the NYSE, which caused stock prices to drop unexpectedly.

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    Market Infrastructure

    CSRC Unveils New Measures to Enhance Shanghai STAR Market

    By Editors | 20/06/2024

    The CSRC will explore the introduction of STAR 50 index futures and options, establish “green channels” for M&A, and optimise market-maker and trading mechanisms, among other measures.

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    ESG / Sustainability

    New Zealand Issues Guidance for Users of Climate Statements

    By Sanday Chongo Kabange | 19/06/2024

    The new guides are intended to help users such as investors and lenders to understand the CRD regime and the information provided in climate statements.

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    ESG / Sustainability

    Japan FSA Working to Enhance Transparency of Shareholders

    By Manesh Samtani | 19/06/2024

    Custodians typically exercise voting rights based on instructions from beneficial shareholders, but it is often difficult to identify who those shareholders are.

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    Securities / Derivatives

    CSRC Addresses Concerns About Securities Lending Activity

    By Editors | 19/06/2024

    The CSRC said the securities lending balance is at its lowest level since the start of the year, but that it would step up oversight against irregularities.

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    Securities / Derivatives

    SEBI Mulls Measures to Contain Derivatives Trading Risks

    By Ajoy K Das | 19/06/2024

    SEBI is considering raising options margin requirements, enhancing disclosures, and changing brokers’ fee structures, among other measures.

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    Securities / Derivatives

    NZX Proposes to Relax Market Maker Eligibility Requirements

    By Editors | 19/06/2024

    NZX proposes to allow non-trading participants to become designated market makers to support increased liquidity and market efficiency.

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    Market Infrastructure

    Hong Kong to Start Trading During Typhoons from 23 Sep

    By Sanday Chongo Kabange | 19/06/2024

    Special arrangements will be available to smaller and mid-sized brokers. HKMA said banks stand ready to fulfill clearing and settlement obligations.

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    Securities / Derivatives

    Korea to Conduct Final Trials for Extended FX Trading Hours

    By Editors | 19/06/2024

    As of 1 July, onshore dollar-won trading will close at 2am, compared to 3.30pm currently. Final tests will be carried out this week.

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    Enforcement

    CFTC Settles Charges Against Trafigura for $55m

    By Manesh Samtani | 18/06/2024

    This is the first time the CFTC has taken action against a firm for impeding whistleblower communications, a move being criticised by two commissioners.

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