SECURITIES / DERIVATIVES

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    Enforcement

    FSS Korea Uncovers Violations by Quasi-Investment Advisory Firms

    By Nithya Subramanian | 10/06/2025

    The FSS uncovered widespread non-compliance among quasi-investment advisory firms, including reporting violations and unregistered advisory activities.

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    Securities / Derivatives

    SET Proposes Free Float and IPO Rule Changes to Lure Larger Listings

    By Editors | 09/06/2025

    The Thai bourse aims to boost market competitiveness by easing requirements for new listings, targeting major domestic and international firms.

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    Securities / Derivatives

    MCX Gets SEBI Nod to Launch Electricity Derivatives

    By Nithya Subramanian | 09/06/2025

    The new contract will help power producers, distribution companies, and large consumers manage price volatility and financial risks.

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    Securities / Derivatives

    Taiwan Eases Foreign Securities Rules for High-Net-Worth Investors

    By Editors | 09/06/2025

    Taiwan’s FSC has relaxed age restrictions and custody rules to enable securities firms to better cater to sophisticated investors.

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    Securities / Derivatives

    Taiwan’s Central Bank Flags Rising ETF Market Risks

    By Nithya Subramanian | 09/06/2025

    The growth of the ETF market poses financial stability risks due to investor herding, liquidity challenges and questionable asset management practices.

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    Enforcement

    SFC Outlines Multi-Pronged Strategy Against Unlicensed Finfluencers

    By Manesh Samtani | 06/06/2025

    The SFC has conducted thematic inspections to assess the practices used by intermediaries that engage with finfluencers.

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    ESG / Sustainability

    SEBI Unveils New Framework for ESG Debt Securities

    By Nithya Subramanian | 06/06/2025

    The framework aims to boost transparency and standardisation in the ESG debt market and curb “purpose-washing”.

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    Securities / Derivatives

    Regulatory Developments Shaping APAC Capital Markets: ASIFMA

    By Manesh Samtani | 06/06/2025

    ASIFMA survey reveals rising confidence in APAC capital markets despite geopolitical headwinds. The findings suggest that regulatory clarity is key.

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    Crypto / Digital Assets

    Hong Kong Official Outlines Vision for Virtual Asset Development

    By Manesh Samtani | 06/06/2025

    Christopher Hui outlines Hong Kong’s vision for virtual asset development, emphasising security, innovation, and a multi-pronged strategy for growth.

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    Enforcement

    SFC Imposes 6-Month Ban on Former Executive Director of MTF Securities

    By Sanday Chongo Kabange | 06/06/2025

    The SFC banned a former MTF Securities executive director for failing to properly manage credit risks and report suspicious trading […]

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