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Enforcement
FSS Korea Uncovers Violations by Quasi-Investment Advisory Firms
By Nithya Subramanian | 10/06/2025
The FSS uncovered widespread non-compliance among quasi-investment advisory firms, including reporting violations and unregistered advisory activities.
Securities / Derivatives
SET Proposes Free Float and IPO Rule Changes to Lure Larger Listings
By Editors | 09/06/2025
The Thai bourse aims to boost market competitiveness by easing requirements for new listings, targeting major domestic and international firms.
Securities / Derivatives
MCX Gets SEBI Nod to Launch Electricity Derivatives
By Nithya Subramanian | 09/06/2025
The new contract will help power producers, distribution companies, and large consumers manage price volatility and financial risks.
Securities / Derivatives
Taiwan Eases Foreign Securities Rules for High-Net-Worth Investors
By Editors | 09/06/2025
Taiwan’s FSC has relaxed age restrictions and custody rules to enable securities firms to better cater to sophisticated investors.
Securities / Derivatives
Taiwan’s Central Bank Flags Rising ETF Market Risks
By Nithya Subramanian | 09/06/2025
The growth of the ETF market poses financial stability risks due to investor herding, liquidity challenges and questionable asset management practices.
Enforcement
SFC Outlines Multi-Pronged Strategy Against Unlicensed Finfluencers
By Manesh Samtani | 06/06/2025
The SFC has conducted thematic inspections to assess the practices used by intermediaries that engage with finfluencers.
ESG / Sustainability
SEBI Unveils New Framework for ESG Debt Securities
By Nithya Subramanian | 06/06/2025
The framework aims to boost transparency and standardisation in the ESG debt market and curb “purpose-washing”.
Securities / Derivatives
Regulatory Developments Shaping APAC Capital Markets: ASIFMA
By Manesh Samtani | 06/06/2025
ASIFMA survey reveals rising confidence in APAC capital markets despite geopolitical headwinds. The findings suggest that regulatory clarity is key.
Crypto / Digital Assets
Hong Kong Official Outlines Vision for Virtual Asset Development
By Manesh Samtani | 06/06/2025
Christopher Hui outlines Hong Kong’s vision for virtual asset development, emphasising security, innovation, and a multi-pronged strategy for growth.
Enforcement
SFC Imposes 6-Month Ban on Former Executive Director of MTF Securities
By Sanday Chongo Kabange | 06/06/2025
The SFC banned a former MTF Securities executive director for failing to properly manage credit risks and report suspicious trading […]
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