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Enforcement
Hong Kong SFC Secures Compensation for Clients of Fraudulent Brokerage
By Sanday Chongo Kabange | 24/07/2025
The SFC says court-appointed administrators have distributed assets to clients of Hong Kong Wan Kiu Investment.
Securities / Derivatives
Industry Majors Release Draft Framework for Public Blockchain Risk
By Manesh Samtani | 24/07/2025
A coalition including DTCC, Euroclear and major banks has launched a framework to help regulated firms manage non-financial risks on public blockchains.
Enforcement
UK Supreme Court Overturns Rate-rigging Convictions of Ex-Traders
By Nithya Subramanian | 24/07/2025
Tom Hayes and Carlo Palombo, once jailed for manipulating benchmark interest rates, have had their convictions overturned due to legal errors in their trials.
Securities / Derivatives
Indonesia’s OJK Issues Rules on Internal Controls for Securities Firms
By Nithya Subramanian | 24/07/2025
The rules outline stricter requirements for underwriters, brokers, and regional securities firms, focusing on due diligence and IT governance.
Securities / Derivatives
Bursa Carbon Exchange Set to Host First Renewable Energy Auction
By Nithya Subramanian | 24/07/2025
BCX and UEM Lestra target November 2025 for pilot auction enabling transparent bidding for corporate green electricity contracts.
Fintech / Regtech
Cyber Breaches at Top Indonesian Brokerages Prompt Industry Response
By Mark Johnston | 23/07/2025
Attackers exploited API vulnerabilities at two prominent securities firms in Indonesia. One of the firms reported losses totalling USD 12.3 million.
Securities / Derivatives
China Issues Rules for Hainan Cross-Border Asset Management Pilot
By Manesh Samtani | 23/07/2025
New implementation rules allow foreign individuals and institutions to buy onshore products via Hainan, a key step in opening up the free trade port.
Securities / Derivatives
Bangladesh Stockbrokers Push to Revise DSE Governance Structure
By Nithya Subramanian | 23/07/2025
Bangladesh stockbrokers are seeking reforms to the DSE’s board structure, citing political interference and weakened market oversight under the current framework.
Securities / Derivatives
ASIC Probes Private Credit Markets as Part of Broader Review
By Manesh Samtani | 23/07/2025
ASIC is increasing surveillance of fund governance and valuations, with a reform roadmap due in Q4.
Securities / Derivatives
Capital Markets Malaysia Launches GHG Emissions Calculator for SMEs
By Nithya Subramanian | 23/07/2025
The free GHG emissions calculator will help SMEs measure and report Scope 1 and 2 emissions in line with global standards.
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