SECURITIES / DERIVATIVES

    Enforcement

    Hong Kong SFC Secures Compensation for Clients of Fraudulent Brokerage

    By Sanday Chongo Kabange | 24/07/2025

    The SFC says court-appointed administrators have distributed assets to clients of Hong Kong Wan Kiu Investment.

    Securities / Derivatives

    Industry Majors Release Draft Framework for Public Blockchain Risk

    By Manesh Samtani | 24/07/2025

    A coalition including DTCC, Euroclear and major banks has launched a framework to help regulated firms manage non-financial risks on public blockchains.

    Enforcement

    UK Supreme Court Overturns Rate-rigging Convictions of Ex-Traders

    By Nithya Subramanian | 24/07/2025

    Tom Hayes and Carlo Palombo, once jailed for manipulating benchmark interest rates, have had their convictions overturned due to legal errors in their trials.

    Securities / Derivatives

    Indonesia’s OJK Issues Rules on Internal Controls for Securities Firms

    By Nithya Subramanian | 24/07/2025

    The rules outline stricter requirements for underwriters, brokers, and regional securities firms, focusing on due diligence and IT governance.

    Securities / Derivatives

    Bursa Carbon Exchange Set to Host First Renewable Energy Auction

    By Nithya Subramanian | 24/07/2025

    BCX and UEM Lestra target November 2025 for pilot auction enabling transparent bidding for corporate green electricity contracts.

    Fintech / Regtech

    Cyber Breaches at Top Indonesian Brokerages Prompt Industry Response

    By Mark Johnston | 23/07/2025

    Attackers exploited API vulnerabilities at two prominent securities firms in Indonesia. One of the firms reported losses totalling USD 12.3 million.

    Securities / Derivatives

    China Issues Rules for Hainan Cross-Border Asset Management Pilot

    By Manesh Samtani | 23/07/2025

    New implementation rules allow foreign individuals and institutions to buy onshore products via Hainan, a key step in opening up the free trade port.

    Securities / Derivatives

    Bangladesh Stockbrokers Push to Revise DSE Governance Structure

    By Nithya Subramanian | 23/07/2025

    Bangladesh stockbrokers are seeking reforms to the DSE’s board structure, citing political interference and weakened market oversight under the current framework.

    Securities / Derivatives

    ASIC Probes Private Credit Markets as Part of Broader Review

    By Manesh Samtani | 23/07/2025

    ASIC is increasing surveillance of fund governance and valuations, with a reform roadmap due in Q4.

    Securities / Derivatives

    Capital Markets Malaysia Launches GHG Emissions Calculator for SMEs

    By Nithya Subramanian | 23/07/2025

    The free GHG emissions calculator will help SMEs measure and report Scope 1 and 2 emissions in line with global standards.

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