SECURITIES / DERIVATIVES

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    Market Infrastructure

    ESMA Seeks Input on Changes to UCITS Framework

    By Mark Johnston | 09/05/2024

    ESMA seeks input on expanding UCITS eligible assets to crypto, catastrophe bonds, emission allowances and other asset classes.

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    Securities / Derivatives

    SEBI Rejects NSE Proposal for Extended Trading Hours

    By Ajoy K Das | 08/05/2024

    SEBI cited a lack of feedback from the stock broking community. NSE has now shelved its extended time frame plan.

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    Enforcement

    US SEC Notifies Robinhood of Pending Enforcement Action

    By Editors | 08/05/2024

    The action is related to the cryptocurrencies offered on Robinhood’s platform, some of which may be classified by the SEC as securities.

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    Fintech / Regtech

    Malaysia Launches New Platform to Connect Investors and DRs

    By Mark Johnston | 08/05/2024

    The “Bursa Reach” platform allows dealer’s representatives to showcase their expertise and profiles with investments.

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    Big Picture

    Regulatory Hurdles Limit Adoption of Tokenised Alternative Assets

    By Nithya Subramanian | 08/05/2024

    Moody’s Investors Service outlines the technical and regulatory hurdles that may limit adoption of tokenised alternative assets.

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    ESG / Sustainability

    ASIC to Update Guidance for Carbon Market Participants

    By Editors | 08/05/2024

    The proposed updates seek to address the implications of the safeguard mechanism reforms which commenced on 1 July 2023.

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    Securities / Derivatives

    India to Update Listing Rules for GIFT City Exchanges

    By Ajoy K Das | 08/05/2024

    The proposed listing regulations take into account standards from IOSCO and best practices from other jurisdictions.

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    Sanctions

    Russia Investing Accumulated Rupees in India – Reports

    By Editors | 08/05/2024

    Russia is no longer looking to repatriate its rupees as it can now invest in Indian stocks and government securities.

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    Securities / Derivatives

    Singapore Examining Proposals to Boost Stock Market: Report

    By Nithya Subramanian | 07/05/2024

    The proposals would encourage stock investments by family offices, wealth management businesses, pension funds and sovereign funds.

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    Enforcement

    Korea’s Naked Short Selling Probe Has Reached 14 Banks

    By Editors | 07/05/2024

    Two banks already face penalties. The FSS will review penalties for seven others. Five more are still being probed.

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