SECURITIES / DERIVATIVES

Securities / Derivatives

NZX Issues Consultation on Director Independence Settings

By Editors | 06/05/2024

NZX is undertaking a detailed review of its corporate governance settings relating to director independence.

Securities / Derivatives

India Allows Non-Bank FPIs to Issue Derivatives in GIFT City

By Ajoy K Das | 06/05/2024

Non-bank FPIs including AIFs are expected to start issuing derivatives in GIFT City and offering them to international investors.

Securities / Derivatives

SEBI Revamps Supervisory Framework for Analysts, Advisers

By Ajoy K Das | 05/05/2024

Under the new framework, stock exchanges can apply to be recognised as administrative and supervising bodies for research analysts and investment advisers.

Enforcement

Korea FSS Set to Issue Interim Findings from Short Selling Probe

By Sanday Chongo Kabange | 05/05/2024

Ten global investment banks including Nomura and Credit Suisse are expected to face fines totalling more than $73.7mn.

Securities / Derivatives

China Stock Exchanges Finalise New Rules on Listing Access

By Editors | 05/05/2024

The rules say more on-site inspections of listing applicants will be conducted and a risk warning will be introduced for companies that underpay dividends.

Securities / Derivatives

CSRC Revises STAR Market Criteria to Boost R&D Investment

By Mark Johnston | 05/05/2024

The guidelines were revised to require STAR Market companies to have more R&D investment, more invention patents and a higher income growth rate.

Securities / Derivatives

SEBI Eases Rules to Enable Digital Onboarding by Portfolio Managers

By Ajoy K Das | 04/05/2024

A requirement for distributors of portfolio management services to register with the APMI is also being mandated.

Securities / Derivatives

UK Consults on Guidance for New Derivatives Reporting Rules

By Editors | 04/05/2024

The consultation seeks feedback on new Q&As and corresponding changes to the UK EMIR validation rules, which take effect from 30 September.

Securities / Derivatives

CFTC May Revoke US Permissions to Trade TAIEX Futures

By Editors | 04/05/2024

TSMC has accounted for more than a 30 percent weighting in the TAIEX for 45 trading sessions in a row.