Securities / Derivatives

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    AML / KYC

    Vietnam Introduces New Beneficial Ownership Disclosure Rules

    By Mark Johnston | 25/06/2025

    The amended enterprise law introduces beneficial ownership disclosure rules and caps the debt-to-equity ratio for private corporate bond issuers.

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    Securities / Derivatives

    SGX Eyes Expansion of Emerging Market Currency Offerings

    By Nithya Subramanian | 25/06/2025

    SGX is strengthening its global presence with the launch of BRL futures, growth in its T+1 trading session, and plans to invest further in digitisation.

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    Market Infrastructure

    SEBI Panel to Review Clearing Corporations’ Fee Independence

    By Mark Johnston | 25/06/2025

    SEBI has formed a working group to study the financial independence of clearing corporations and issues relating to their cost structures and transaction charges.

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    Securities / Derivatives

    South Korea Boosts Market Monitoring Amid Middle East Tensions

    By Manesh Samtani | 24/06/2025

    KRX announced the formation of an “Emergency Market Operations Committee” to prepare for potential market volatility.

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    Securities / Derivatives

    CDSL: Modernising India’s Capital Markets with Technology

    By Editors | 24/06/2025

    Managing Director and CEO Nehal Vora discusses how CDSL has leveraged technology to modernise India’s capital markets and facilitate growth.

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    Securities / Derivatives

    Japan FSA Finalises Rule Change for Proprietary Trading Systems

    By Thisanka Siripala | 24/06/2025

    The FSA is removing the volume-based reporting requirements for PTS authorisation because there are other transparency measures in place.

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    Fintech / Regtech

    Bursa Malaysia Forms Working Group to Bolster Cyber Resilience

    By Nithya Subramanian | 24/06/2025

    The industry working group will assess cybersecurity gaps and develop sector-wide best practices for safeguarding Malaysia’s capital market.

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    Enforcement

    JPX Exchanges Take Disciplinary Action Against Tachibana Securities

    By Thisanka Siripala | 23/06/2025

    Tachibana Securities misled elderly investors through improper stock solicitations and excessive fees amid repeated internal oversight failures.

    Securities / Derivatives

    CSRC Approves DCE’s Registration of Benzene Futures and Options

    By Manesh Samtani | 23/06/2025

    The DCE said the launch will enrich the risk management “toolbox” for the chemical industry and increase China’s influence on international prices.

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    Securities / Derivatives

    India’s Audit Regulator Probes IndusInd Bank for Irregularities

    By Nithya Subramanian | 23/06/2025

    NFRA has sent notices to the current and former auditors of IndusInd Bank, seeking complete audit files from as far back as 2017.

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