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SECURITIES / DERIVATIVES
Securities / Derivatives
CSRC Tightens Investment Restrictions for Former Employees
By Editors | 29/04/2024
The revised regulations prohibit former employees who held positions in issuance supervision and regulatory roles from participating in IPOs for ten years after departure.
ESG / Sustainability
NZX Amends Listing Rules to Clarify Climate Disclosure Obligations
By Sanday Chongo Kabange | 29/04/2024
The amendments also introduce requirements for issuers to appoint authorised representatives and provide NZX with their contact details.
Securities / Derivatives
MAS Tightens Remuneration Disclosure Rule for REIT Managers
By Nithya Subramanian | 29/04/2024
MAS has removed the exemption provision and made it mandatory to disclose CEO and director remuneration in the annual report.
Securities / Derivatives
SFC Announces Details of Extended Grant Scheme for OFCs, REITs
By Editors | 29/04/2024
The SFC’s Christina Choi said the extension will “boost Hong Kong’s competitiveness and development as a preferred fund domicile for the industry.”
Securities / Derivatives
India: Small- and Mid-Cap Stocks Making Regulators Nervous
By Pankaj Sharma | 29/04/2024
Pankaj Sharma says SEBI’s approach to small- and mid-cap funds has been prudent, but that it should look to more closely align with international standards.
Securities / Derivatives
Bangladesh Tightens Circuit Breaker Limit for Listed Stocks
By Ajoy K Das | 27/04/2024
BSEC said the decision to tighten the circuit breaker’s lower limit was made in the interest of investors and securities market.
Fintech / Regtech
Korea Reveals Details on Naked Short Selling Detection System
By Manesh Samtani | 27/04/2024
Korea’s short-selling ban is unlikely to be lifted until after the new system is established, which is expected to take at least a year.
Securities / Derivatives
China Works to Curb Domestic Access to Offshore LGFV Debt
By Editors | 27/04/2024
Registrations stop for new credit-linked notes backed by offshore LGFV debt. QDLP fund managers asked about exposures to offshore LGFV debt.
Market Infrastructure
MAS Issues New Guidance on RFMC Transition
By Nithya Subramanian | 26/04/2024
New FAQs provide clarity on the application and assessment process and how existing RFMCs can ensure smooth functioning during the transition phase.
Enforcement
US Citizen Jailed in Singapore for Running Ponzi Scheme
By Nithya Subramanian | 26/04/2024
Michael Philip Atkins cheated more than 1,000 investors in a forex trading scheme involving more than S$18mn.
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