ADVERTISEMENT
Securities / Derivatives
ESG / Sustainability
Japan FSA to Promote Earlier Issuance of Annual Reports
By Editors | 20/07/2024
The FSA will soon hold a market consultation on measures to encourage companies to issue annual reports early, as recommended by the ICGN.
Securities / Derivatives
SEBI to Consult on Tighter Derivative Trading Rules Soon
By Ajoy K Das | 20/07/2024
SEBI is expected to adopt a two-stage approach for imposing tighter restrictions on derivatives trading.
Market Infrastructure
FMSB Drafts Standard for Sharing Standard Settlement Instructions
By Editors | 20/07/2024
The draft standard aims to increase the adoption of electronic solutions for sharing SSIs and address errors and inefficiencies in current processes.
Fintech / Regtech
FIA Issues Best Practices on Managing Automated Trading Risks
By Editors | 19/07/2024
New paper outlines practices on pre-trade risk management, exchange volatility control mechanisms, post-trade analysis and testing, among other areas.
Enforcement
Ex-Goldman, Blackstone Analyst Sentenced for Insider Trading
By Editors | 19/07/2024
The former analyst passed MNPI to a friend and a family member who made a combined $400,000 in illegal profits.
Securities / Derivatives
TAIFEX to Launch Micro TAIEX Futures on 29 July
By Editors | 19/07/2024
Micro-TAIEX Futures are being launched because the Mini-TAIEX Futures have become too expensive to trade after Taiwan’s market surge.
Market Infrastructure
NZX Consults on Regulatory Settings for Index Futures Relaunch
By Manesh Samtani | 19/07/2024
One of the changes is to reduce the unit of trading from NZD 25 to NZD 1 to enable greater participation from smaller investors.
Securities / Derivatives
SC Malaysia Tightens Rules for Financial Influencers
By Nithya Subramanian | 19/07/2024
Finfluencers who promote capital market products to their followers for commissions or rewards would require a licence.
Securities / Derivatives
UK FCA Finalises New Access Regime for Overseas Funds
By Editors | 19/07/2024
The UK will offer a streamlined process for non-UK domiciled funds to market to UK retail customers, based on an equivalence determination by the government.
Fintech / Regtech
KRX Commences Work on Short Selling Monitoring System
By Sanday Chongo Kabange | 19/07/2024
KRX plans to recruit contractors early next month to work on the new monitoring system, which will launch by the end of March next year.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team