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SECURITIES / DERIVATIVES
Enforcement
FSS Punishment of Hana CEO “Excessive”, Seoul Court Rules
By Editors | 03/03/2024
The Court directed the FSS to adjust the punishment, but ruled that Hana Bank’s six-month suspension for mis-selling risky funds was justified.
Securities / Derivatives
SEBI Proposes Relaxed Disclosure Rules for Certain FPIs
By Ajoy K Das | 02/03/2024
Category I FPIs that are university funds or university-related endowments would be exempt from enhanced disclosure requirements.
Securities / Derivatives
Thai Stock Exchange to Tighten Rules on Short Selling
By Sanday Chongo Kabange | 02/03/2024
The enhanced measures are meant to improve the effectiveness of market supervision and strengthen investor confidence in the SET.
Securities / Derivatives
PBOC Issues Rules Opening Access to Interbank Bond Market
By Editors | 01/03/2024
Investors will be able to invest in treasury bonds, local government bonds and policy financial bonds via over-the-counter channels from 1 May.
Securities / Derivatives
Korea Amends Trading Rules for Foreign Listed Securities
By Mark Johnston | 01/03/2024
The amendment will introduce some exceptions for selling overseas listed securities through foreign securities firms.
Securities / Derivatives
India Establishes Expert Committee to Develop GIFT City Markets
By Ajoy K Das | 01/03/2024
The committee will help to develop rules to enable direct listings of Indian companies at GIFT City stock exchanges.
Crypto / Digital Assets
SFC Stops Accepting Licence Applications from Crypto Platforms
By Manesh Samtani | 01/03/2024
24 licence applicants are listed on the SFC’s website, including OKX, Crypto.com, Bybit, Bullish, Gate Group, Huobi and Matrixport.
Securities / Derivatives
China: State Backed Investors Continue to Support Stock Market
By Manesh Samtani | 01/03/2024
UBS says over $57bn of state funds flowed into Chinese ETFs this year. Meanwhile the CSRC pledges to support the capital market and protect investors’ rights.
Securities / Derivatives
Hong Kong Lists First-ever Covered Call ETFs
By Sanday Chongo Kabange | 29/02/2024
HKEX’s Brian Roberts said the two new ETFs help to further diversify the exchange’s line-up of exchange-traded products.
Securities / Derivatives
China Further Clamps Down on Quantitative Trading Strategies
By Manesh Samtani | 29/02/2024
Quant funds are asked to stop offering Direct Market Access products to external clients and to reduce their use of leverage for proprietary trades.
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