Securities / Derivatives

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    Securities / Derivatives

    Bursa Malaysia Introduces New Investor Protection Tool

    By Nithya Subramanian | 21/05/2024

    The newly launched Trading Reminders will alert investors to be cautious with stocks showing unusual movements.

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    Market Infrastructure

    HKEX Implements Enhancements to Swap Connect

    By Editors | 21/05/2024

    The enhancements include a compression service to help firms reduce their capital costs and increase transaction settlement efficiency.

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    Enforcement

    Former Eagle Hospitality Trust CEO Charged for Disclosure Breaches

    By Nithya Subramanian | 20/05/2024

    The former CEO is accused of “reckless” failure to disclose information that was necessary to avoid the establishment of a false market.

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    Enforcement

    Hong Kong Court Jails Two Former Brokers for False Trading

    By Editors | 20/05/2024

    The two men, formerly licensed representatives of KGI Asia Limited and South China Securities Limited, were each jailed for three months.

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    ESG / Sustainability

    China Leads Way on Green Bond Issuance

    By ESG Investor | 20/05/2024

    Onshore and offshore green bonds originating from Chinese issuers in 2023 amounted to $131bn, according to Climate Bonds Initiative.

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    Fintech / Regtech

    Implementing Singapore’s New OTC Derivatives Reporting Regime

    By Manesh Samtani | 20/05/2024

    Broadridge’s Carl Hovland and David Farmery talk to Regulation Asia about the measures firms should consider as they implement new OTC derivatives reporting requirements in Singapore.

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    Crypto / Digital Assets

    CME Group Plans to Launch Spot Bitcoin Trading – Report

    By Nithya Subramanian | 17/05/2024

    Traders and fund managers say they want to buy and sell bitcoin on a regulated marketplace.

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    Securities / Derivatives

    CSRC Issues Final Rules for Programmatic Trading

    By Editors | 17/05/2024

    The rules require market participants involved in programmatic trading to register with stock exchanges and make detailed disclosures.

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    Securities / Derivatives

    SFC Allows Broader Master-Feeder ETF Offerings in Hong Kong

    By Editors | 17/05/2024

    The SFC is extending the existing streamlined requirements for master ETFs to overseas-listed actively managed ETFs.

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    Market Infrastructure

    Australia Advances Work to Improve Competition in Clearing, Settlement

    By Editors | 17/05/2024

    A new legislative instrument will empower ASIC to make rules to improve competition in clearing and settlement services.

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