Securities / Derivatives

    image

    ESG / Sustainability

    Thai SEC Allows SMEs, Startups to Issue Sustainable Debt

    By Editors | 08/04/2024

    SMEs and startups are now allowed to offer sustainable debt instruments through crowdfunding and private placement channels.

    image

    Securities / Derivatives

    India Widens Options for Foreign Investors in GIFT City

    By Ajoy K Das | 08/04/2024

    Foreign brokers can remotely trade at GIFT City stock exchanges directly. FPIs can invest in Indian sovereign green bonds via GIFT City.

    image

    Securities / Derivatives

    India: Mutual Funds Set Guidelines for Responding to Stress

    By Ajoy K Das | 08/04/2024

    Mutual funds may impose restrictions on redemptions, restrict withdrawals, and increase exit loads in market stress events.

    image

    Crypto / Digital Assets

    ESMA Calls on EU Commission to Clarify Aspects of DLT Pilot Regime

    By Manesh Samtani | 08/04/2024

    Four applications have been received and eight others are expected in 2024, but no authorisations have been granted under the Regime.

    image

    Securities / Derivatives

    RBI Defers Implementation of Currency Derivatives Norms

    By Ajoy K Das | 06/04/2024

    The move is a response to confusion about requirements that only allow trading in exchange-traded rupee derivatives for hedging purposes.

    ESG / Sustainability

    US SEC Pauses Implementation of New Climate Disclosure Rules

    By Editors | 06/04/2024

    The SEC issued an order to stay the new climate-related disclosure rules pending the resolution of six cases challenging their validity.

    image

    Securities / Derivatives

    IOSCO Proposes Guidance on Supervision of Exchanges

    By Editors | 05/04/2024

    The consultation report provides guidance on supervising exchanges that provide multiple services or are part of a larger group.

    image

    Crypto / Digital Assets

    ECB Announces Participants for Upcoming DLT Settlement Trials

    By Editors | 05/04/2024

    The first wave of trials will involve ten market participants, six market DLT operators, and five central banks.

    image

    Securities / Derivatives

    Korea’s First ATS Platform to Launch in Q1 2025 – Report

    By Editors | 04/04/2024

    Over 20 securities firms have declared their intention to participate in Nextrade’s new ATS market, which was given preliminary approval last July.

    image

    Enforcement

    Japan SESC Seeks Penalty for HFT Firm Quadeye

    By Editors | 04/04/2024

    The SESC said Quadeye used “fraudulent means” to engage in high speed trading in TSE-listed stocks.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team