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Securities / Derivatives
Securities / Derivatives
SEBI Mandates Email for Dispatching Consolidated Account Statements
By Ajoy K Das | 05/07/2024
The regulator has said that CAS will be sent on a monthly basis in case of a transaction in the demat account and on a half-yearly basis if there is no transaction.
Market Infrastructure
ASIC Explores AI for Insider Trading Surveillance
By Sanday Chongo Kabange | 04/07/2024
The Australian regulator is exploring AI and machine learning for potential insider trading surveillance and detection.
Securities / Derivatives
SEBI Cuts Face Value of Debt Securities
By Ajoy K Das | 04/07/2024
A lower ticket size could encourage more participation from retail investors, boosting liquidity.
Securities / Derivatives
China Launches Covered Bond Programme for Private Firms
By Editors | 04/07/2024
Four companies issued bonds on Tuesday through the new programme, which aims to help private businesses secure financing.
Enforcement
Singapore Jails Former Fund Manager for Deceptive Conduct
By Editors | 04/07/2024
Sun Weiyeh is the first to be convicted under the SFA for fraudulent or deceptive conduct relating to OTC bond trading.
Enforcement
MAS Fines GSG Capital Director for Insider Trading
By Editors | 04/07/2024
The sole shareholder and director of GSG Capital bought shares in SGX-listed GS Holdings while in possession of material non-public information.
ESG / Sustainability
Philippine SEC Approves Launch of First Blue Bonds
By Editors | 04/07/2024
The approval was granted to Maynilad Water Services, which plans to raise capital for projects that promote sustainable water management.
Enforcement
Korea FSS to Penalise KB Securities and Hana Securities
By Editors | 04/07/2024
The brokerage firms engaged in illegal self-trading to transfer profits and losses of some customers to other customers.
Securities / Derivatives
SEBI Issues Show Cause Notice to Hindenburg Over Adani Report
By Ajoy K Das | 03/07/2024
Allegations of manipulation and unfair practices in shorting Adani Group stocks were dismissed by Hindenburg as “nonsense and fabricated.”
Big Picture
FSB Evaluates Impact of G20 Reforms on Securitisation
By Editors | 03/07/2024
Risk retention and higher prudential requirements have enhanced the resilience of securitisation markets, the FSB says.
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