Securities / Derivatives

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    Enforcement

    SFC Refers Ding Yi Feng Case to Misconduct Tribunal

    By Sanday Chongo Kabange | 29/03/2024

    The new proceedings are in addition to separate court action that seeks to restore counterparties affected by alleged manipulation of Ding Yi Feng shares.

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    Securities / Derivatives

    RBI Clarifies Norms for Investment in AIFs by Banks, NBFCs

    By Ajoy K Das | 29/03/2024

    The RBI said the provisioning requirement only applies to the amount invested in debtor companies and not the entire AIF investment.

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    Market Infrastructure

    Enhanced SMP Service for Derivatives to Launch in June: HKEX

    By Sanday Chongo Kabange | 28/03/2024

    Enhanced SMP features will be available for testing from 2 April. Optional readiness test will be held on 15 June ahead of the launch.

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    Crypto / Digital Assets

    LSE Proposes 28 May Launch for Crypto ETN Market Segment

    By Manesh Samtani | 28/03/2024

    Issuers seeking to list a Bitcoin- or Ethereum-backed crypto ETN on 28 May 2024 need to submit information to the LSE by 15 April 2024.

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    Securities / Derivatives

    HKMA, SFC Call on Firms to Ensure Readiness for US Move to T+1

    By Editors | 28/03/2024

    Firms should consider deploying additional staff and or making adjustments to work shifts or working hours to cope.

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    ESG / Sustainability

    Australia Tables Bill to Introduce Climate Disclosures, Strengthen FMI Regime

    By Sanday Chongo Kabange | 28/03/2024

    The legislation will implement new mandatory climate reporting requirements and strengthen regulatory arrangements for FMIs.

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    Securities / Derivatives

    SEBI Suspects Mis-selling of Mutual Fund Products

    By Ajoy K Das | 27/03/2024

    SEBI is assessing whether AMCs sold long-duration and small cap funds to senior citizens without them properly understanding the risks.

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    Securities / Derivatives

    SGX RegCo Requires Large Issuers to Submit Proposed AGM Dates

    By Ranamita Chakraborty | 27/03/2024

    The regulator highlighted that shareholders’ ability to attend AGMs is hindered if multiple AGMs are clustered within the same period.

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    Fintech / Regtech

    JPXI to Launch New Trading Analysis Data Service

    By Editors | 27/03/2024

    The new service will provide four types of data on a daily basis to enable trading participants to analyse their own transactions.

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    Securities / Derivatives

    StanChart Inaugurates Investment Banking Unit in China

    By Editors | 26/03/2024

    Standard Chartered applied for the licence in 2021 and was granted approval to commence operations in December last year.

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