Securities / Derivatives

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    Capital / Liquidity

    Standard-setters Issue Final Recommendations on Margining Practices

    By Manesh Samtani | 17/01/2025

    BCBS, CPMI and IOSCO published three final reports aimed at improving transparency, streamlining margin processes, and increasing the predictability of margin requirements

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    Enforcement

    SEBI Settles Case Against 10 Over TV Stock Recommendations

    By Nithya Subramanian | 17/01/2025

    Among those that settled were SAAR Securities, along with one of its directors, and two directors of the firm’s commodities unit.

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    Securities / Derivatives

    Osaka Exchange to Launch New Natural Rubber Futures Contract

    By Thisanka Siripala | 16/01/2025

    The futures contract will based on the price of Natural Rubber Futures listed on the Shanghai Futures Exchange

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    Fintech / Regtech

    Tokyo Enhances Execution Environment for Block Trades

    By Thisanka Siripala | 16/01/2025

    TSE participants can now use an IOI platform to quietly gauge market demand for large stock trades without revealing their intentions to other participants

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    Market Infrastructure

    Pakistan Explores Secondary Listings on Hong Kong Exchange

    By Sanday Chongo Kabange | 16/01/2025

    Pakistan will also issue yuan-denominated panda bonds in June with the aim of raising funds from Chinese investors

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    Securities / Derivatives

    JSDA Proposes to Revise Rules on Foreign Securities Transactions

    By Thisanka Siripala | 16/01/2025

    The proposed amendments aim to address the lack of a clear classification for some foreign securities transactions

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    Enforcement

    Zambia Sanctions StanChart for Mis-selling China Property Bond

    By Mark Johnston | 16/01/2025

    Zambia’s SEC said Standard Chartered failed to disclose material information and used contract clauses which placed all responsibility for risk on clients

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    ESG / Sustainability

    Abaxx Launches Singapore’s First Nickel Sulphate Futures Contract

    By Nithya Subramanian | 16/01/2025

    The contract addresses a growing need for effective price discovery and risk management in the nickel market, particularly for the EV battery sector, Abaxx said.

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    Fintech / Regtech

    JSDA Amends Rules to Streamline Digital Document Delivery

    By Thisanka Siripala | 16/01/2025

    The proposed amendments will allow securities firms to rely on implied consent for electronic delivery of documents.

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    Securities / Derivatives

    Hong Kong LegCo Passes Bill to Enable Treasury Share Regime

    By Sanday Chongo Kabange | 16/01/2025

    The bill promotes paperless corporate communications and allows Hong Kong-incorporated listed companies to buy and hold treasury shares.

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