SECURITIES / DERIVATIVES

    image

    Securities / Derivatives

    CSRC Issues Derivatives Trading Rules for Follow-up Consultation

    By Manesh Samtani | 20/11/2023

    Excessive speculative behaviour and overly complex products are restricted. Derivatives traders must meet suitability standards.

    image

    ESG / Sustainability

    HKEX Pleased With Latest Findings from Corporate Governance Review

    By Editors | 20/11/2023

    The review found a reduction in long-serving INEDs and an increase in board diversity. HKEX has issued new guidance for INEDs.

    image

    Market Infrastructure

    Indian Court Orders Calcutta Stock Exchange to Halt Trading on NSE

    By Ajoy K Das | 20/11/2023

    SEBI barred the CSE from operating its equities trading platform in 2013. It has since been allowing its members to trade on via the NSE. The agreement with NSE expired in September 2021.

    image

    Crypto / Digital Assets

    Japan FSA Allows ODX to Launch Security Token Trading Platform

    By Editors | 20/11/2023

    Osaka Digital Exchange said its new platform, to be known as “START”, will launch by the end of the year.

    image

    Market Infrastructure

    Asian Firms Must Tackle T+1 Long Before May

    By Javier Hernani Burzaco | 19/11/2023

    European and APAC firms that act quickly to prepare for T+1 settlement in North America would gain a competitive advantage, writes Javier Hernani Burzaco.

    image

    Market Infrastructure

    HKMA Updates Margin Financing Guidance Ahead of FINI Launch

    By Editors | 19/11/2023

    The revised SPM module provides further guidance on a “holistic approach to risk management” of share margin financing.

    image

    ESG / Sustainability

    SGX RegCo Calls for “Real Change” on Board Diversity and Renewal

    By Mark Johnston | 19/11/2023

    SGX RegCo CEO Tan Boon Gin discussed the benefits and challenges of board diversity and renewal, and expectations for listed issuers.

    image

    Securities / Derivatives

    Korea Unveils Proposed Reforms to Strengthen Short Selling System

    By Editors | 17/11/2023

    Under the proposals, institutional and retail investors will be subject to the same rules, and naked short selling can be penalised with a 10 year market ban.

    image

    ESG / Sustainability

    UK FCA Finds Fault with Retail ESG Funds

    By ESG Investor | 17/11/2023

    The FCA reviewed the fund disclosures and approaches of 12 fund managers which offered active or passive retail funds with ESG or sustainability-related names.

    image

    Crypto / Digital Assets

    Philippines Set to Issue Maiden Tokenised Treasury Bonds

    By Mark Johnston | 17/11/2023

    The Philippines will issue the country’s first tokenised treasury bonds next week, available in PHP 10 million denominations.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team