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SECURITIES / DERIVATIVES
Fintech / Regtech
UBS, SBI, DBS Use Digital Bond in Cross-border Repo Trade
By Manesh Samtani | 15/11/2023
The transaction involved a repo to borrow tokenised JPY against a natively-issued JPY digital bond. The tokenised JPY was used to finance the repurchase of the same bond.
Press Release
Regulation Asia Awards for Excellence 2023 – Results Announcement
By Editors | 15/11/2023
Regulation Asia held its sixth annual Awards ceremony on 14 November 2023. Here we explain our methodology and announce the winners for the year.
Securities / Derivatives
CSRC Revises Regulations Governing Inspections of IPO Applicants
By Editors | 14/11/2023
The revised regulations aim to strengthen the supervision of information disclosure of IPO companies, the regulator said.
ESG / Sustainability
Japan Launches ESG Information Portal, “JPX ESG Link”
By Editors | 14/11/2023
The platform collects direct links to the ESG-related information disclosed by TSE-listed companies and enables users to browse this information free of charge.
Securities / Derivatives
India’s AMFI Issues Guidelines for Execution-only Mutual Fund Platforms
By Ajoy K Das | 13/11/2023
The guidelines come ahead of an end-November deadline for platforms selling direct mutual fund schemes to register with AMFI.
Market Infrastructure
Korea Considers Extending Short Selling Ban to Market Makers
By Editors | 13/11/2023
The FSC will first carefully examine the impacts such a move would have on investor protection and market development.
Market Infrastructure
Calcutta Stock Exchange Looking to Resume Operations Soon
By Ajoy K Das | 13/11/2023
The Calcutta Stock Exchange was forced to stop operating its equities trading platform in April 2013 due to regulatory and compliance issues.
Securities / Derivatives
Japan FSA Grants QCCP Recognition to TAIFEX
By Manesh Samtani | 13/11/2023
The QCCP recognition will enable Japanese financial institutions to participate in central clearing of OTC derivatives in Taiwan.
Enforcement
CSRC Probes Singapore Unit of Chinese PE Firm Hillhouse Capital
By Editors | 13/11/2023
The CSRC is investigating whether HHLR Management violated share transfer rules by disposing of shares in LONGi Green Energy Technology.
Fintech / Regtech
CSRC Seeks Greater Standardisation in Securities, Futures Industry
By Editors | 13/11/2023
Greater standardisation will ultimately reduce overall costs to market participants in the securities and futures industry, the CSRC said.
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