Securities / Derivatives

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    Securities / Derivatives

    US Court Vacates New SEC Rule for Private Fund Advisers

    By Nithya Subramanian | 07/06/2024

    The appeals court ruled that the SEC “exceeded its statutory authority” by adopting the new rule for private fund advisers.

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    Securities / Derivatives

    Japan Designates Four Cities as Special Asset Management Zones

    By Editors | 07/06/2024

    The government will work with Tokyo, Osaka, Sapporo, and Fukuoka to develop an attractive environment for asset managers.

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    Securities / Derivatives

    SEBI Warning Letter to ICICI Bank Over Investor Outreach

    By Ajoy K Das | 07/06/2024

    ICICI Bank called shareholders of its securities unit seeking their votes to approve a delisting plan.

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    Enforcement

    CSRC Addresses Market Fears About Stock Delistings

    By Editors | 07/06/2024

    The CSRC said there won’t be a significant increase in the number of delisted companies in the short term.

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    Enforcement

    Japan FSA May Take Action Against MUFG Entities – Report

    By Nithya Subramanian | 07/06/2024

    MUFJ Bank and two affiliated securities firms allegedly shared nonpublic client information without consent.

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    Crypto / Digital Assets

    Thai SEC Grants First Approval for Bitcoin ETF

    By Editors | 07/06/2024

    The ETF will operate under a fund-of-funds structure, allocating investments across major global Bitcoin funds.

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    Securities / Derivatives

    SEBI Relaxes Timeline for FPIs to Disclose Material Changes

    By Ajoy K Das | 06/06/2024

    “Type I” material changes must be disclosed within seven days, but supporting documents can be provided within 30 days.

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    Securities / Derivatives

    KRX to Provide Consulting to Support Corporate “Value Up” Plans

    By Editors | 06/06/2024

    One-on-one customised consulting will be provided to 100 small and medium-sized listed companies to help them establish and disclose their Value Up plans.

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    ESG / Sustainability

    SET to Develop New System for Managing Emissions Data

    By Editors | 06/06/2024

    Energy consumption data will feed directly into the “SET Carbon system”. A prototype is expected to be ready in Q1 2025.

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    Securities / Derivatives

    FIA, DMIST Publishes New Standards on Average Pricing

    By Editors | 06/06/2024

    DMIST calls for CCPs globally to adopt the new average pricing standards, to drive consistency and improve allocation processes.

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