Securities / Derivatives

Capital / Liquidity

PBOC Expands Toolbox for Managing Liquidity, Rates

By Editors | 09/07/2024

The PBOC now has access to “hundreds of billions” worth of government bonds which it could sell into the market.

Securities / Derivatives

KRX, Naver to Collaborate on Market, Cyber Surveillance

By Editors | 08/07/2024

A key component of the collaboration is to increase monitoring of Naver Pay’s stock discussion rooms and “Shareholder Open Talk” communities.

Capital / Liquidity

SEBI Proposes Collateral Norms for Clearing Corporations

By Ajoy K Das | 05/07/2024

SEBI said interest income derived from collateral posted should be periodically distributed to clearing members.

Securities / Derivatives

SEBI Mandates Fraud Prevention Mechanisms for Stock Brokers

By Ajoy K Das | 05/07/2024

The regulator said that the measures will ensure higher standards of market integrity and investor protection.

Enforcement

Hong Kong Hedge Fund Manager To Disgorge False Trading Profit

By Sanday Chongo Kabange | 05/07/2024

The MMT has ordered a hedge fund manager to disgorge HK$ 5.6 million illicit profit and disqualified him for four years.

Securities / Derivatives

SEBI Introduces Timelines for CRAs’ Handling of Rating Appeals

By Ajoy K Das | 05/07/2024

Specific timelines have been introduced for dealing with appeals by issuers on rating action during periodic surveillance to enhance business ease and consistency.

Securities / Derivatives

SC Malaysia Issues Warning on Pre-IPO Investment Scams

By Nithya Subramanian | 05/07/2024

These scams primarily revolve around private placement offerings, often coinciding with upcoming IPO listings announced on the Bursa Malaysia website.

Securities / Derivatives

ESMA Publishes Trade Transparency Standards for MiCA

By Editors | 05/07/2024

ESMA report includes standards for how crypto trading platforms should publish data required for pre-and post-trade transparency.

Securities / Derivatives

SEBI Mandates Email for Dispatching Consolidated Account Statements

By Ajoy K Das | 05/07/2024

The regulator has said that CAS will be sent on a monthly basis in case of a transaction in the demat account and on a half-yearly basis if there is no transaction.