ADVERTISEMENT
Securities / Derivatives
ESG / Sustainability
TPEx Lists First Sustainability-linked Convertible Bonds
By Editors | 11/08/2024
FSC Vice Chairman Chen Yanliang said sustainability bonds will help attract foreign investment and further Taiwan’s goal of becoming an asset management hub.
Securities / Derivatives
Taiwan: TDCC Selects Citi to Support New Custody Platform
By Editors | 10/08/2024
The new centralised custody platform is being developed to enhance asset safety for local investors who hold overseas investments through local brokers.
Securities / Derivatives
SEBI Outlines Work Priorities for 2024-2025 Fiscal Year
By Ajoy K Das | 10/08/2024
SEBI’s work plan includes the planned establishment of two new institutions for data benchmarking and performance validation.
Securities / Derivatives
SEBI Proposes Enhanced Reporting Requirements for Foreign VC Firms
By Ajoy K Das | 10/08/2024
Foreign venture capital investors will have to provide SEBI with granular breakdowns of investments by type and industry sector.
Securities / Derivatives
Korean Securities Firms Under Fire Over US Trade Cancellations
By Manesh Samtani | 09/08/2024
A malfunction at Blue Ocean ATS, which provides connectivity to the US after-hours market, caused $457mn in trade cancellations for Korean investors.
Enforcement
FSC Korea to Expand Enforcement Toolkit to Target Unfair Trading
By Editors | 09/08/2024
Those found engaging in unfair trading activities will face a 10-year ban on trading in the capital market and potentially have their names disclosed publicly.
Securities / Derivatives
CSRC Directs Asset Managers to Cap Bond Fund Duration
By Manesh Samtani | 09/08/2024
The CSRC has also slowed down approvals of new bond funds, while the PBOC has asked rural banks to limit their bond investments.
Fintech / Regtech
KRX Hires AI Firm to Develop Short-Selling Detection System
By Editors | 09/08/2024
KRX has signed a service contract with Conan Technology to develop its new short-selling detection system.
Enforcement
Asset Manager H2O Avoids UK Fine by Agreeing to Repay Investors
By Editors | 09/08/2024
The FCA decided not to impose a fine despite “extremely serious” regulatory breaches that resulted in investors being trapped in funds since 2020.
Securities / Derivatives
SEBI to Revamp Rules for Investment Advisors, Research Analysts
By Ajoy K Das | 08/08/2024
Eligibility requirements for registration are being relaxed. Additional disclosure will be required for IAs/RAs that use AI tools.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team