Securities / Derivatives

Securities / Derivatives

Thailand: SET to Enhance Supervision of Listed Companies

By Sanday Chongo Kabange | 21/02/2024

The SET will improve its mechanism for warning investors when a company has financial problems and faces delisting.

Securities / Derivatives

HKEX Introduces Exemption for Dealing in Suspended Securities

By Sanday Chongo Kabange | 21/02/2024

An exemption to the restriction on dealing in suspended securities has been introduced to facilitate stock option settlement.

Enforcement

FSS Korea Clarifies Role in Seeking Redress for Investors

By Editors | 21/02/2024

FSS responds to calls for a court, rather than the regulator, should prepare compensation plans for investors in loss-making ELS products.

Securities / Derivatives

Indonesia OJK Outlines Plans for Developing Capital Market

By Mark Johnston | 21/02/2024

OJK plans measures to increase retail investor participation, boost market liquidity, and introduce new derivatives products.

Crypto / Digital Assets

HKMA Sets Out Expectations on Tokenised Product Offerings

By Manesh Samtani | 20/02/2024

HKMA circular sets out expectations for the sale and distribution of tokenised products in respect of due diligence, disclosure and risk management.

ESG / Sustainability

Thai SEC Proposes Principles for “Green Investment Trusts”

By Mark Johnston | 20/02/2024

The SEC aims to use GITs as a tool to encourage investment in projects that conserve or preserve the environment.

Securities / Derivatives

India to Develop GIFT City Currency Derivatives Market

By Ajoy K Das | 20/02/2024

The IFSCA has established an advisory committee to study the introduction of a GIFT City market for exchange traded currency derivatives.

Securities / Derivatives

FSS Korea to Upgrade English Disclosure System for Capital Market

By Sanday Chongo Kabange | 20/02/2024

FSS says the enhanced English electronic disclosure system will help to resolve the Korea discount and better serve foreign investors.

Enforcement

FSS Korea Sanctions Lotte Insurance for Poor Risk Management

By Mark Johnston | 20/02/2024

Lotte Insurance is asked to prepare a comprehensive liquidity management plan and strengthen its stress tests for alternative investments.