SECURITIES / DERIVATIVES

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    Securities / Derivatives

    SEBI Consults on New High-risk Category for Mutual Funds

    By Ajoy K Das | 27/10/2023

    SEBI is considering ways to protect small investors by requiring higher entry barriers for high-risk funds.

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    Market Infrastructure

    Bangladesh to Launch First Commodity Exchange in 2024

    By Mark Johnston | 26/10/2023

    The Chittagong Stock Exchange applied to BSEC for registration and expects to be able to launch its new commodity exchange by mid-2024.

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    Market Infrastructure

    Incoming Regulatory Changes in Post Trade Present Significant Challenges

    By Julie Feaunati | 26/10/2023

    Julie Feaunati discusses the systems and infrastructure changes needed to ensure T+1 readiness and accommodate derivatives trade reporting rule rewrites.

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    ESG / Sustainability

    Hong Kong’s Chief Unveils Series of Measures to Boost City

    By Manesh Samtani | 26/10/2023

    Stamp duties on property purchases and securities transactions were reduced. A new fund distribution platform will be developed.

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    ESG / Sustainability

    Thai SEC Translates TCFD Recommendations for Local Firms

    By Sanday Chongo Kabange | 26/10/2023

    The move is intended to help listed companies, investment analysts and asset managers better understand climate-related financial disclosures.

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    Securities / Derivatives

    SFC Issues Circular on Use of Annualised Returns for MMFs

    By Editors | 26/10/2023

    The SFC has decided to allow fund managers and intermediaries to present annualised returns for MMFs for periods of less than one year.

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    Securities / Derivatives

    SEBI Enlists 12 Entities to Provide Digital Forensic Services

    By Ajoy K Das | 25/10/2023

    The enlisted entities would be expected to extract and analyse digital evidence from devices during onsite search and seizure operations.

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    Crypto / Digital Assets

    Euroclear Launches DLT-based Digital Securities Issuance Service

    By Editors | 25/10/2023

    The inaugural Digitally Native Notes were issued by the World Bank on LuxSE, raising €100mn to finance sustainable development activities.

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    Securities / Derivatives

    MAS to Streamline Regulatory Regime for Fund Managers

    By Editors | 24/10/2023

    The RFMCs regime will be repealed. Existing RFMCs will transition to become Licensed Fund Management Companies instead.

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    Securities / Derivatives

    SFC Takes Issue With Practices of Fund Distributors

    By Manesh Samtani | 24/10/2023

    The SFC calls out distributor practices such as offering guaranteed returns, imposing lock-up periods, and lowering dealing frequency.

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