SECURITIES / DERIVATIVES

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    ESG / Sustainability

    ASEAN Regulators Endorse Transition Finance Guidance, CIS Handbook

    By Manesh Samtani | 18/10/2023

    The transition finance guidance and handbook for cross-border offerings of sustainable funds were endorsed at the 39th ACMF Chairs’ Meeting.

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    Securities / Derivatives

    More Chinese SOEs Move to Support Stock Market

    By Mark Johnston | 18/10/2023

    SOEs are buying back shares and withdrawing share sale plans. Goldman expects a recovery rally towards year-end.

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    Securities / Derivatives

    DSB Launches UPI Service, a Milestone for Derivatives Markets

    By Manesh Samtani | 18/10/2023

    The US, EU, UK, Australia and Singapore will all start requiring UPI reporting for OTC derivatives transactions in 2024.

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    Securities / Derivatives

    US SEC Publishes 2024 Examination Priorities Report

    By Editors | 17/10/2023

    Focus areas will include crypto-related securities, automated investment tools, artificial intelligence, trading algorithms, and investment adviser conduct.

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    Capital / Liquidity

    Thai SEC Developing Stress Test for Capital Market Participants

    By Mark Johnston | 17/10/2023

    The SEC is collaborating with securities firms and asset managers to develop a stress test to assess risks and vulnerabilities in the industry.

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    Securities / Derivatives

    China: First Insurance AMCs Allowed to Pilot Listed ABS Products

    By Editors | 17/10/2023

    Five insurance AMCs will be allowed to pilot the issuance of ABS and REIT products and list them on the SSE and SZSE.

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    ESG / Sustainability

    KRX Revises Guidelines for Corporate Governance Reporting

    By Mark Johnston | 17/10/2023

    The revisions will improve disclosures in areas like dividends, shareholder communications, capital raisings, board diversity, and remuneration.

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    Securities / Derivatives

    Singapore, Shanghai to Collaborate on Asset Management

    By Editors | 16/10/2023

    IMAS and the Asset Management Association of Shanghai will collaborate to advance the development of their asset management industries.

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    Securities / Derivatives

    China Tightens Short Selling Rules to Bolster Stock Market

    By Manesh Samtani | 16/10/2023

    The margin ratio for securities lending has been raised, and restrictions are being imposed on listed company executives and strategic shareholders.

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    ESG / Sustainability

    Malaysia Unveils Budget 2024, Capital Market Support Measures

    By Editors | 16/10/2023

    The budget includes additional funding for MyCIF initiatives, tax incentives for the ECF market, and targeted tax exemptions to support capital market fundraising.

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