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Securities / Derivatives
Malaysia SC Enhances Conduct Guidelines for Capital Market Intermediaries
By Sanday Chongo Kabange | 30/03/2024
The revised guidelines include new chapters on the treatment of vulnerable clients, the provision of personal advice, and online offerings of capital market-related services.
Market Infrastructure
China Starts Shutting Down Local Financial Asset Exchanges
By Editors | 29/03/2024
Local financial asset exchanges in Hunan, Liaoning, Xi’an and Chongqing have been closed, with regulators in other provinces and cities planning to do the same.
Crypto / Digital Assets
VSFG & Value Partners Apply to Launch Spot Bitcoin ETF
By Editors | 29/03/2024
VSFG is said to be “actively engaged” in discussions with the SFC on plans to potentially launch the new spot bitcoin ETF in May.
Crypto / Digital Assets
UK Proposes Two New Use Cases for Fund Tokenisation
By Manesh Samtani | 29/03/2024
Tokenising MMF units could facilitate their use as collateral, and reduce redemption pressures on MMFs during market stress.
Enforcement
SFC Refers Ding Yi Feng Case to Misconduct Tribunal
By Sanday Chongo Kabange | 29/03/2024
The new proceedings are in addition to separate court action that seeks to restore counterparties affected by alleged manipulation of Ding Yi Feng shares.
Securities / Derivatives
RBI Clarifies Norms for Investment in AIFs by Banks, NBFCs
By Ajoy K Das | 29/03/2024
The RBI said the provisioning requirement only applies to the amount invested in debtor companies and not the entire AIF investment.
Market Infrastructure
Enhanced SMP Service for Derivatives to Launch in June: HKEX
By Sanday Chongo Kabange | 28/03/2024
Enhanced SMP features will be available for testing from 2 April. Optional readiness test will be held on 15 June ahead of the launch.
Crypto / Digital Assets
LSE Proposes 28 May Launch for Crypto ETN Market Segment
By Manesh Samtani | 28/03/2024
Issuers seeking to list a Bitcoin- or Ethereum-backed crypto ETN on 28 May 2024 need to submit information to the LSE by 15 April 2024.
Securities / Derivatives
HKMA, SFC Call on Firms to Ensure Readiness for US Move to T+1
By Editors | 28/03/2024
Firms should consider deploying additional staff and or making adjustments to work shifts or working hours to cope.
ESG / Sustainability
Australia Tables Bill to Introduce Climate Disclosures, Strengthen FMI Regime
By Sanday Chongo Kabange | 28/03/2024
The legislation will implement new mandatory climate reporting requirements and strengthen regulatory arrangements for FMIs.
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